Research Analyst at CG Financial Services

Charlotte, North Carolina, United States -

Full Time

Start Date

Immediate

Expiry Date

25 Jun, 26

Salary

0.0

Posted On

27 Mar, 26

Experience

2 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Data Analysis, Portfolio Oversight, Compliance Auditing, Investment Research, Data Accuracy Verification, Investment Policy Statements, CRM Systems, Portfolio Management Systems, Trade Tax Projections, Investment Committee Preparation, Wealth Strategies, Microsoft Excel, Orion Eclipse, Trade Processes, Communication Skills

Industry

Financial Services

Description

Description CG Advisor Network (CGAN), a division of CG Financial Services, is seeking a detail-oriented and analytical Research Analyst to support portfolio oversight, compliance auditing, and investment research. This role is ideal for a professional who excels at analyzing data, identifying discrepancies, and ensuring alignment with firm policies and client objectives. If you are rigorous, intellectually curious, and committed to delivering high-quality work in a collaborative environment, we want to hear from you. At CG Advisor Network, we empower independent advisors by giving them the freedom to focus on what matters most — their clients. Our multi-custodial, open-architecture platform delivers a full spectrum of investment solutions, robust back-office support, and business-building resources that keep advisors ahead of the curve. What You’ll Do: Auditing and Compliance Oversight: Audit CRM and portfolio management systems to verify data accuracy and adherence to firm policies and Investment Policy Statements. Review client accounts for deviations from CGAN guidelines, documenting findings and coordinating resolution. Monitor routine portfolio activity to ensure consistency with client objectives and established compliance standards. Provide decision-making support on accounts that fall outside CGAN policies, escalating as appropriate. Research and Analytics: Prepare and maintain investment research and marketing collateral in support of the Chief Market Strategist Maintain and troubleshoot client and internal reports to ensure accuracy and timely distribution. Analyze portfolio performance across asset classes, including equities, fixed income, and alternatives. Prepare trade tax projections to support client tax planning and asset-gathering initiatives. Participate in Investment Committee preparation and meetings. Advisor and Team Support: Support advisors on better understanding wealth strategies. Assist with new wealth advisor onboarding and strategy adoption to advance CGAN’s business development goals. Collaborate cross-functionally to deliver portfolio performance insights and operational improvements. Assist with routine portfolio maintenance tasks, including rebalancing and systematic transactions, as needed. Requirements Required Skills and Qualifications: Strong analytical mindset with a genuine interest in investment markets and data. Valid Series 65 license required. Advanced proficiency in Microsoft Excel for data analysis, reconciliation, and reporting. Experience with portfolio rebalancing systems; familiarity with Orion Eclipse is a plus. Working knowledge of trade processes, error resolution, and compliance best practices. Strong written and verbal communication skills, with the ability to work effectively across internal teams and with Financial Advisors. Why CG Financial Services? Career Growth & Development: Access to training, mentorship, and clear pathways for professional advancement. Collaborative Environment: Work alongside a forward-thinking team where your contributions are valued. Competitive Benefits: A benefits package designed to support your well-being and work-life balance. Inclusive Culture: A workplace that fosters integrity, mutual respect, and collective success. Meaningful Impact: Contribute to a firm committed to excellence for its advisors, clients, and community. Our Core Values: Thirst for Knowledge: You are curious and creative, always building expertise and asking the right questions. Innovative Problem Solver: You propose solutions, lead by example, and follow through on commitments. Self-Motivated: You are proactive, results-oriented, and energized by new challenges. Authentic: You lead with honesty and integrity in everything you do. Positively Impact People: You are committed to growing those around you and striving for collective success.

Responsibilities

The Research Analyst will support portfolio oversight, compliance auditing, and investment research by verifying data accuracy in CRM and portfolio systems against firm policies and Investment Policy Statements. Key duties include analyzing portfolio performance across asset classes, preparing trade tax projections, and supporting the Chief Market Strategist with research collateral.