RISK & COMPLIANCE MANAGER – COMPLIANCE/RISK EXPERIENCE FROM CHARTERED ACCOUNTANT at Compliance Recruitment Solutions
London, London - England, United Kingdom -
Full Time


Start Date

Immediate

Expiry Date

20 Jan, 27

Salary

120000.0

Posted On

22 Oct, 26

Experience

13 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Yes

Skills

Industry

Banking & Credit

Description

Our client, a leading firm of Chartered Accountants, is looking for a Governance, Risk & Compliance (GRC) Manager, working closely with the GRC Director and the wider team. Duties include;

  • Lead and monitor key areas of the Governance, Risk & Compliance framework, ensuring actions, controls and compliance requirements are effectively maintained
  • Act as a key point of contact for ICAEW and other regulatory matters, including practice assurance, AML, client money, DPB and regulatory submissions
  • Provide practical risk and compliance advice to Partners, Directors and colleagues, escalating more complex matters where appropriate
  • Oversee AML, compliance monitoring and internal audits, including higher-risk client reviews and specialist GRC projects
  • Maintain and develop policies, registers, risk assessments and compliance documentation, keeping these aligned with regulatory and firm requirements
  • Manage PI notifications, claims, complaints and regulatory queries, coordinating replies and maintaining appropriate records
  • Contribute to data protection and contractual compliance activities, including reviewing documentation, managing queries and meeting regulatory requirements
  • Support regulatory change, quality assurance, training and continuous improvement across the group

Responsibilities
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