Risk & Compliance Officer (1 year contract) at IQ-EQ

Singapore, , Singapore -

Full Time

Start Date

Immediate

Expiry Date

29 Jan, 26

Salary

0.0

Posted On

31 Oct, 25

Experience

2 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Compliance Monitoring, Due Diligence, AML, KYC, Risk Management, Regulatory Requirements, Business Processes, Documentation, Research, Policies, Procedures, Excel, Client Service, Quality Assurance, Audit, Inspections

Industry

Financial Services

Description

Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. Job Description Compliance Monitoring Programme Supporting the execution of the Compliance Monitoring Programme to assess adherence to regulatory requirements and internal policies Conducting periodic review of business processes, identify gaps, and recommending corrective actions to enhance compliance effectiveness Track and report on compliance findings, ensuring timely follow-up and remediation by business units Due Diligence Reviews Conducting due diligence reviews on clients, counterparties, and related parties, including name screening, enhanced due diligence measures, name screening and Source of Wealth / Source of Funds assessments Familiar with AML/KYC requirements for individuals and different types of entities e.g. Companies, Partnership, Financial Institutions, Trusts etc. Documenting findings, escalating concerns and recommending mitigation measures Carrying out desktop research on new and existing clients Policies and Procedures Ensuring that applicable Compliance policies and procedures are kept up to date to reflect new Group or local regulatory requirements Other Deliverables Assist with internal initiatives from time to time which include but are not limited to quality assurance, audit and/or regulatory inspections Support the department as required within the confines of role. Undertake any additional reasonable duties as required the Firm. Qualifications 2-3 years’ experience of relevant working experience in the Risk & Compliance area in the financial services sector Fresh graduates with relevant Risk & Compliance internship experience are welcome to apply Fluent in verbal and written English is essential; Mandarin will be an advantage due to business needs Strong MS Office skills (especially Excel) What we offer Comprehensive remuneration and pension: motivating financial packages based upon market rates for your role and is proportionate to your qualifications, level of experiences and skills profile Annual leave: our employees are entitled to 25 days paid leave plus all statutory public holidays Flexible working: we recognise the value of working flexibly and want to ensure all employees enjoy an excellent work-life blend. As such, we are open to conversations with employees related to setting up flexible working arrangement Additional Information At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.

Responsibilities

Support the execution of the Compliance Monitoring Programme and conduct due diligence reviews on clients and counterparties. Ensure compliance policies are up to date and assist with internal initiatives as required.