RISK & COMPLIANCE OFFICERLOCATION: YORKFULL TIME

At Ware & Kay we are committed to attracting talented individuals and pride ourselves on providing a supportive and inclusive environment. Our staff are given the best opportunities to take ownership of their career and their professional development.
Over the last 200 years, we have established ourselves as a leading Yorkshire law firm, we are trusted by our community and our reputation precedes us.
Our Visions and Values are paramount to our clients and our staff. So, if you are committed, approachable and embody integrity in everything you do then we want to hear from you!

• Handling all aspects of compliance across our three offices.
• Conducting compliance risk assessment training workshops
• Fostering a culture of compliance.
• Leading internal reviews.
• Auditing and monitoring files as required.
• Involved in SRA Audits.
• Drafting and updating company policies in line with government and regulatory guidelines
• Managing the firm’s AML (Anti-Money Laundering), CDD (Customer Due Diligence), GDPR, and sanctions frameworks while providing strategic guidance.
• Handling client-related complaints as the Client Services Manager.
• Managing GDPR compliance and all data protection matters.
• Overseeing the onboarding process.
• Deliver training sessions to all staff and new starters on risk and compliance.
• Evaluating compliance systems, ensuring proper technology and software are in place.
• Leading and managing a small onboarding team