Risk & Compliance Reporting Manager at ASX

Sydney, New South Wales, Australia -

Full Time

Start Date

Immediate

Expiry Date

10 May, 26

Salary

0.0

Posted On

09 Feb, 26

Experience

5 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Risk Management, Compliance, Data Management, PowerBI, Control Testing, Incident Management, Stakeholder Engagement, Communication, Leadership, Analytical Skills, Collaboration, Problem Solving, Operational Risk, Financial Services, Reporting, Regulatory Compliance

Industry

Financial Services

Description

ASX: Powering Australia's financial markets Why join the ASX? When you join ASX, you’re joining a company with a strong purpose – to power a stronger economic future by enabling a fair and dynamic marketplace for all. In your new role, you’ll be part of a leading global securities exchange with a strong brand. We are known for being a trusted market operator and an exciting data hub. Want to know why we are a great place to work, click on the link to learn more. www.asx.com.au/about/careers/a-great-place-to-work We are more than a securities exchange! The ASX team brings together talented people from a diverse range of disciplines. We run critical market infrastructure, with 1 in 3 people employed within technology. Yet we have a unique complexity of roles across a range of disciplines such as operations, program delivery, financial products, investor engagement, risk and compliance. We’re proud to foster a workplace where diversity is celebrated and inclusion is part of our everyday culture. Our employee-led networks champion LGBTIQ+ inclusion, promote gender equality, accessibility and wellbeing, inspire giving and volunteering, and celebrate cultural and religious events, creating a sense of belonging for all. As an AWEI Bronze employer and member of the Champions of Change Coalition for gender equality, we’re committed to a fair and inclusive workplace where everyone can thrive. About the team: The Line 1 Risk and Compliance team within the Risk division supports the Risk Division in the day-to-day management of risk and compliance activities and assists in the embedment of ASX’s operational risk and compliance strategy and the uplift of risk maturity within the Risk division. Reporting into the Senior Line 1 Risk and Compliance Partner, the Line 1 Risk and Compliance Reporting Manager will be a specialist in risk management activities, responsible for developing and operationalising the Risk Division risk reports, providing risk and compliance insights to risk committees, incident and issue management, control testing and managing risk in change. As a change leader and influencer, you will assist in embedding a robust risk and compliance culture and ensure that risk is considered in key operational and process design decisions. What you will be doing: How we do things at ASX is just as important as what we do. This means, if you're a people leader, you will be responsible for both the core duties outlined below, and providing leadership to your team to ensure we foster a collaborative, inclusive team environment, where people feel empowered, accountable, and deeply connected (as outlined in our Leadership Principles). Primary support for the Senior Line 1 Risk and Compliance Partner in maturing Line 1 Risk and Compliance capability and practices within ASX’s Risk Division; Gain an in depth understanding of the Risk Division and become a trusted advisor to the Risk business units on risk, compliance and control related initiatives and improvements Lead and co-ordinate risk reporting development and implementation to support risk and compliance assessment activities and work with management in developing action plans to improve the control environment with a focus on data management. Provide input to Board reporting, regulatory reporting, and prepare information packs for risk working groups and meetings Work with key stakeholders within Risk and across the ASX to further embed the Operational Risk Management and Compliance Frameworks Coordinate and prepare the monthly risk forum packs What you will bring: Must have Gained experience in working in a Line 1 or Line 2 risk team preferably within the Financial Services Industry. Gained experience in developing and automating risk reporting and analytical toolkits supported by advanced skills with PowerBI Gained experience in risk and compliance assessments, control testing, issue and incident management, and data management Demonstrated ability to interrogate data and provide insights into key management and Board papers Demonstrated ability to grasps key concepts quickly and challenge the status quo Demonstrated ability to build strong internal relationships and collaborate and work effectively across teams Ability to effectively plan and prioritise work, a demonstrated ability to deliver to deadlines Communication skills – excellent oral, written and presentation Nice to have Strong operational process knowledge and experience within an exchange and / or trading environment An understanding of key markets obligations e.g. Market Integrity, ASX Participant Compliance An understanding of financial risk and/or model risk Knowledge of BCP/disaster recovery frameworks We make hiring decisions based on your skills, capabilities and experience, and how you’ll help us to live our values. We encourage you to apply even if you don’t meet all the criteria of this role. If you need any adjustments during the application or interview process to help you present your best self, please let us know at careers@asx.com.au. At ASX Group, our diverse workforce is essential to build and maintain a fair and dynamic marketplace. We support flexible working and offer hybrid working options. Even if our roles are advertised as full-time, we encourage you to apply if you are interested in part-time or other flexible working arrangements. We will arrange for successful candidates to have background checks, including reference and police checks, completed as part of the on-boarding process. ASX is an integrated exchange offering listings, trading, clearing, settlement, technical and information services, technology, data and other post-trade services. It acts as a market operator, clearing house and payments system facilitator. It oversees compliance with its operating rules, promotes standards of corporate governance among Australia’s listed companies and helps to educate retail investors. ASX operates markets for a wide range of asset classes including equities, fixed income, commodities and energy. As an integrated exchange, ASX’s activities span primary and secondary market services, including the raising, allocation and hedging of capital flows; trading and price discovery; central counterparty risk transfer; and securities settlement for both the equities and fixed income markets. When you join ASX, you’ll be joining a dynamic global leader with a record of innovation and a reputation for integrity, transparency and professionalism. You’ll also enjoy an impressive range of employee benefits and a flexible working environment underpinned by a friendly and collaborative culture.

Responsibilities

The Risk & Compliance Reporting Manager will develop and operationalize risk reports, provide insights to risk committees, and manage risk in change. They will also support the Senior Line 1 Risk and Compliance Partner in maturing risk and compliance practices within ASX’s Risk Division.