BASIC QUALIFICATIONS:

• Bachelor’s Degree or military experience
• At least 5 years of experience working in risk management, audit, or compliance
• At least 2 years of experience in control or process testing, monitoring or assurance related fields, such as auditing or quality assurance
• At least 1 year of experience working with at least one scripting language (Python, R, Spark, or SQL) and querying, analyzing and working with data languages
• At least 1 year of experience using Governance, Risk, and Compliance software tools

PREFERRED QUALIFICATIONS:

• 7+ years of experience working in risk management, audit, or formal quality assurance programs
• 3+ years experience in control or process testing, monitoring or assurance related fields, such as auditing or quality assurance
• 2+ years of experience working with at least one scripting language (e.g. Python, R, Spark, or SQL) and querying, analyzing and working with data languages
• Experience working in the financial services industry
• Professional certification in control, audit or process quality disciplines
• Experience in responding to and interacting with internal audit and/or regulatory agencies
• Strong subject matter expertise in controls development, controls management, controls testing, and reporting activities
• Familiarity with Committee of Sponsoring Organizations (COSO)

BASIC QUALIFICATIONS:

• Bachelor’s Degree or military experience
• At least 5 years of experience working in risk management, audit, or compliance
• At least 2 years of experience in control or process testing, monitoring or assurance related fields, such as auditing or quality assurance
• At least 1 year of experience working with at least one scripting language (Python, R, Spark, or SQL) and querying, analyzing and working with data languages
• At least 1 year of experience using Governance, Risk, and Compliance software tools

PREFERRED QUALIFICATIONS:

• 7+ years of experience working in risk management, audit, or formal quality assurance programs
• 3+ years experience in control or process testing, monitoring or assurance related fields, such as auditing or quality assurance
• 2+ years of experience working with at least one scripting language (e.g. Python, R, Spark, or SQL) and querying, analyzing and working with data languages
• Experience working in the financial services industry
• Professional certification in control, audit or process quality disciplines
• Experience in responding to and interacting with internal audit and/or regulatory agencies
• Strong subject matter expertise in controls development, controls management, controls testing, and reporting activities
• Familiarity with Committee of Sponsoring Organizations (COSO)

RESPONSIBILITIES INCLUDE, BUT ARE NOT LIMITED TO, THE FOLLOWING:

• Lead the maturity and growth of control methodology specific to script and model based automated and hybrid controls
• Communicate and socialize program requirements and expectations to a broad stakeholder group, engaging as appropriate for feedback and iteration
• Develop and provide training, guidance and tools to support adoption and adherence to requirements for script and model based controls
• Serve as a subject matter expert on script and model based controls, performing in an advisory capacity to support stakeholders across the enterprise
• Partner with fellow second line functions to ensure seamless and consistent governance requirements across programs
• Drive consistent application of enterprise script and model control governance requirements; which includes acting as an advisor to those who test and challenge controls that leverage scripts
• Provide periodic updates to leadership on the status of the program and overall enterprise approach to script and model based controls
• Support first line partners as a subject matter expert to ensure programs and initiatives meet the intent of the control methodology program
• Monitor, conduct quality assurance, and analyze data to to proactively identify trends and improvement opportunities; partner with our business areas to resolve issues, escalating concerns as needed
• Provide challenge, expertise and advice on enhancing the design effectiveness and maturity of the company’s approach to testing and challenging technology based controls
• Stay current with industry trends for control testing of automated and hybrid controls
• Coordinate program-related activities and deliverables to ensure effective collaboration within the team and across stakeholder groups
• Collaborate effectively and build trusted relationships with colleagues, stakeholders, and leaders across multiple organizations to achieve objectives
• Communicate in a compelling manner to internal and external stakeholders

RESPONSIBILITIES INCLUDE, BUT ARE NOT LIMITED TO, THE FOLLOWING:

• Lead the maturity and growth of control methodology specific to script and model based automated and hybrid controls
• Communicate and socialize program requirements and expectations to a broad stakeholder group, engaging as appropriate for feedback and iteration
• Develop and provide training, guidance and tools to support adoption and adherence to requirements for script and model based controls
• Serve as a subject matter expert on script and model based controls, performing in an advisory capacity to support stakeholders across the enterprise
• Partner with fellow second line functions to ensure seamless and consistent governance requirements across programs
• Drive consistent application of enterprise script and model control governance requirements; which includes acting as an advisor to those who test and challenge controls that leverage scripts
• Provide periodic updates to leadership on the status of the program and overall enterprise approach to script and model based controls
• Support first line partners as a subject matter expert to ensure programs and initiatives meet the intent of the control methodology program
• Monitor, conduct quality assurance, and analyze data to to proactively identify trends and improvement opportunities; partner with our business areas to resolve issues, escalating concerns as needed
• Provide challenge, expertise and advice on enhancing the design effectiveness and maturity of the company’s approach to testing and challenging technology based controls
• Stay current with industry trends for control testing of automated and hybrid controls
• Coordinate program-related activities and deliverables to ensure effective collaboration within the team and across stakeholder groups
• Collaborate effectively and build trusted relationships with colleagues, stakeholders, and leaders across multiple organizations to achieve objectives
• Communicate in a compelling manner to internal and external stakeholders