Securities & Derivatives Analyst-C09 at Citi

Pune, maharashtra, India -

Full Time

Start Date

Immediate

Expiry Date

11 Apr, 26

Salary

0.0

Posted On

11 Jan, 26

Experience

2 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Securities, Derivatives, Compliance, Client Account Management, Tax Form Analysis, Regulatory Reporting, Trade Verification, Settlement Tasks, Operational Controls, Accounting, Communication Skills, Audit Support, Data Analysis, Documentation, Problem Solving, Team Collaboration

Industry

Financial Services

Description

Oversee middle office activities with emphasis on client account updates and adherence to compliance protocols Handle routine inquiries and follow-ups received via email from FAs, OSJs (Office of Supervisory Jurisdiction) and RSOs (Regional Supervisory Officers). Review conversion checklists and ensure seamless conversion of client accounts into managed programs. Maintain compliance with internal controls and regulatory standards; proactively communicate any discrepancies to relevant stakeholders. Analyze, review, and validate U.S. tax forms (W-9, W-8 series) with moderate to complex scenarios at Level 1. Submit service center requests for federal and FATCA withholding reversals in accordance with guidelines. Process and update client information such as address changes, Net worths, Employment Info, Demographic changes based on daily maintenance requests. Initiate and track Work Status Requests to ensure accurate updates across internal systems. Monitor key operational queues for tax forms and submit appropriate correction or escalation requests. Coordinate remediation efforts by sending notification emails to Financial Advisors (FAs) for required corrections. Regularly review team mailboxes and system databases to ensure timely response and resolution of all items. Maintain and update standard operating procedures (SOPs); support a control-focused environment by adhering to documentation protocols. Assist with audit processes, including preparation of supporting documentation and communication records. Prepare daily, weekly, and monthly MIS reports for management review and audit readiness. Relevant experience preferred Fundamental understanding of Treasury products, accounting and regulatory policies Proven ability to perform various concurrent activities/projects in a high-risk environment Demonstrated knowledge of macros Consistently demonstrates clear and concise written and verbal communication skills Bachelor's Degree/University degree or equivalent experience in Business, Accounting or Finance ------------------------------------------------------ For complementary skills, please see above and/or contact the recruiter. ------------------------------------------------------ Perform trade verifications to ensure accuracy of booking requests Generate and match trade confirmations according to the International Swaps and Derivatives Association (ISDA) templates Complete settlement tasks and daily rate revaluations accurately and on time Coordinate transaction processing issues to the appropriate department and collaborate on a solution Perform regulatory controls, account reconciliations, and record retention activities in accordance with established policies Prepare and submit periodic internal and external regulatory reports Participate in the periodic General Ledger (GL) proofing exercises as directed

Responsibilities

Oversee middle office activities focusing on client account updates and compliance adherence. Analyze and validate U.S. tax forms while maintaining internal controls and preparing reports for management.