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Senior Associate, Compliance & Control at BNY

Pune, maharashtra, India -

Full Time

Start Date

Immediate

Expiry Date

09 Feb, 26

Salary

0.0

Posted On

11 Nov, 25

Experience

2 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Compliance, Regulatory Experience, Market Abuse Regulations, Trading Knowledge, Derivatives, Hedging, FINRA, SEC, CFTC, Dodd Frank, NFA, Trade Surveillance, Communication Skills, Analytical Skills, Project Management, Excel

Industry

Financial Services

Description

BA/BS degree (Finance, Economics, or Business degree preferred) Minimum of 2 to 4 years surveillance or regulatory experience. Knowledge of equity and fixed Income cash and derivatives (swaps, CDS, OTC options, treasuries, corporate bonds, agency securities, and financial futures) products. Good knowledge of market abuse regulations and potential market abuse-related scenarios Able to demonstrate in-depth trading/product knowledge around trading correlations, use of derivatives and hedging Knowledge of FINRA, SEC (including security-based swaps), CFTC Dodd Frank, and NFA/CME regulations as well as Treasury Market Best Practices. Working knowledge of various trade surveillance monitoring systems. Strong verbal and written communication skills. Ability to interact with front office and technology personnel. Strong analytical and project management skills. Strong Excel and/or data analysis skills Ability to think creatively to solve problems and anticipate potential questions or issues. Effective time management and prioritization; strong multi-tasking abilities. Excellent judgment in handling sensitive and confidential information.

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Responsibilities

The Senior Associate will be responsible for compliance and control functions, ensuring adherence to market regulations. This role involves monitoring trading activities and assessing potential market abuse scenarios.