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Senior Associate, Compliance & Control at BNY
Pune, maharashtra, India -
Full Time

Start Date

Immediate

Expiry Date

12 Feb, 26

Salary

0.0

Posted On

14 Nov, 25

Experience

2 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

No

Skills

Compliance Surveillance, Market Abuse, Insider Trading, Wash Trading, Front Running, Bloomberg Terminal, Financial Services Industry, Regulatory Landscape, Fixed Income Surveillance, Foreign Exchange Surveillance, Equities, Capital Market Instruments, Compliance Concepts, Oral Communication Skills, Written Communication Skills, Compliance Policies

Industry

Financial Services

Description
The ideal candidate must possess knowledge of and rationale for Compliance Surveillance (trade/e-comms), asset classes surveilled, and applications used for the same. Must have good understanding of market abuse, types of market abuse, insider trading, wash trading, front running, how to identify the same across various asset classes and use this discretion while closing the alerts. Should have an understanding about the use of Bloomberg terminal. Should have an understanding about Financial Services Industry, the regulatory landscape, with a specific focus on fixed income and foreign exchange surveillance in addition to equities. A solid understanding of capital market instruments etc and knowledge of compliance concepts. Must have good oral and written communication skills in English. An ability to understand compliance policies and process assigned tasks in accordance with procedures would be expected. Bachelor's degree in finance, preferred. At least 3-5 years surveillance (trade/e- comms), operations, middle office or trading experience in fixed income and currency products preferred.

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Responsibilities
The candidate will be responsible for monitoring compliance surveillance across various asset classes and identifying market abuse activities. They will utilize discretion while closing alerts and ensure adherence to compliance policies.