Senior Audit Group Manager, TD Securities(517) at TD Bank
Toronto, ON, Canada -
Full Time


Start Date

Immediate

Expiry Date

13 Sep, 25

Salary

108800.0

Posted On

16 Jun, 25

Experience

10 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

No

Skills

Capital Markets, Decision Support, Training, Audit Professionals, Risk, Processing, Discretion, Demand, Regulatory Requirements, Emerging Trends, Leadership, Team Management, Completion, Teams, Integration, Audit Management, Financials, Thought Leadership

Industry

Banking/Mortgage

Description

JOB DESCRIPTION:

Department Overview :
Our team of trusted audit professionals interact with every part of the Bank to provide strategic guidance and independent oversight. Through due diligence, and with a strong sense of integrity, we help mitigate potential risks to our business. At the heart of audit is our specialization in all the businesses across the bank.
Safeguarding the reputation of TD’s good governance depends on us.
We’re counted on to provide recommendations to enhance operational performance, at every single level to foster meaningful process improvements and ensure adherence to internal and external regulations. We crunch the data, consult with our partners and stakeholders, and present our findings to mitigate the risks of today and around the corner and help keep our daily operations running smoothly for our customers.
Job Description :

As a Senior Audit Group Manager, you’ll develop and lead a team of audit professionals for supervising, planning and executing complex audits and projects for multiple business groups. You would also be responsible to provide thought leadership and facilitate key strategic audit discussions with executives as you build new relationships with key enterprise partners and gain a deeper understanding into our processes. If this sounds like you, then apply today and bring your expertise of auditing and team management to help everything run smoothly.

  • Provide guidance, leadership, mentorship and development to ensure operational results and professional and personal development objectives are achieved for the overall group
  • Act as the lead audit advisor by providing guidance on emerging trends and issues to the senior leadership team to bring about meaningful improvements
  • Identify, mitigate and report on risk issues according to guidelines and ensure appropriate escalation processes are followed; raise nonstandard issues to relevant shareholders and audit management where required
  • Ensure the developed strategy is in integration with overall audit strategy and implemented accordingly while leading enterprise initiatives to provide guidance for complex situations
  • Develop the divisional annual plan for the risk assessment process while leading audit engagement work activities to ensure adequate risk coverage
  • Lead all the activities providing recommendations, and decision support to leadership while handling the facilitation and implementation of internal audit remediation plans to address performance, risk and governance issues
  • Be a strategic advisor to leadership team on the management of the portfolio and financials with deep industry and enterprise knowledge
  • Connect with key shareholders for prioritizing portfolios after forecasting initiatives and demand while ensuring messages to them is appropriate and in line with business strategies and executive management direction
  • Lead the team in the development and integrated implementation of policies, processes, procedures, changes across multiple audit areas while ensuring they follow applicable regulations and stay knowledgeable on emerging issues, trends, and regulatory requirements
  • Provide people management leadership by administering the implementation and completion of performance management activities and providing continuous feedback and training
  • Build a positive and diverse work environment where team members can share their challenges by giving them equal opportunities and inspiring them to achieve common objectives

Job Requirements :

  • Over 10 years of relevant experience with undergraduate degree
  • Relevant professional certifications, accounting designations ( FRM, CFA and/or CPA considered a strong asset )
  • Previous experience in Capital Markets a strong asset
  • Deep knowledge and understanding of businesses and organizational practices and disciplines
  • Champions in external competition, industry and market trends in relation to own functional area
  • Ardent in processing and handling confidential information with discretion while acting with the highest levels of integrity
  • Proficiency with MS Office, analytical tools and Internet applications
  • A strong negotiator and decision maker who can influence business leaders and make rationale choices
  • A dynamic leader who can work collaboratively, communicate effectively in both oral and written form and build relationships across teams and functions in a fast-changing environment

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WHO WE ARE:

TD is one of the world’s leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.
TD is deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing. As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether you’ve got years of banking experience or are just starting your career in financial services, we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs, we’re here to support you towards your goals. As an organization, we keep growing – and so will you.

Responsibilities

Please refer the Job description for details

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