SKILLS:

Logical reasoning and analytical skills to assess escalations, identify areas for improvement, and drive effective solutions.
Excellent verbal and written communication skills and organizational abilities.
Ability to prioritise tasks effectively, work independently with minimal supervision, and take.
ACAMS or ICA certification is a plus.
Proficiency in analysing large and complex datasets to develop and present executive-level reports.

ROLE DESCRIPTION:

The Monitoring & Inspection (M&I) is responsible for the Quality Assurance (QA) inspection of Global Banking & Global Markets (GBGM) Anti-Money Laundering (AML)/Know Your Customer (KYC) client data and information for the Bank’s branches across its global divisions. An exciting opportunity has arisen within our dynamic GBGM AML division, located in our Bromley office. This position falls within Global Operation M&I Quality Assurance team and will involve supporting monthly control execution and directly overseeing the execution of the quality assurance program. You will join and collaborate with an international team.
The role involves conducting a comprehensive Onboarding Quality Inspection of Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) requirements for GBGM records that have recently completed onboards. As a Senior Business Control Specialist, you will be responsible for executing testing that assesses compliance with AML/Financial Crimes Global Standard requirements. You will ensure accuracy and timelines of test execution. Additionally, you will maintain a culture of compliance and supporting the identification, escalation, and timely mitigation of compliance risks.

RESPONSIBILITIES:

Conduct and coordinate a thorough Onboarding Quality inspection of Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) requirements for GBGM records that have recently completed onboards.
Ensure that associate performance and control effectiveness are compliant with AML regulations and policies.
Execute QA activities including control execution, managing case assignment, and reporting results in a timely manner.
Provide support on Regulatory Exams, Internal Audits, and other Monitoring & Inspection reviews.
Capture relevant data and information to support governance activities for dashboard reporting.
Assist in enhancing the success of Quality Assurance program.
Implements optimized controls and enhanced QA practices to support business continuity efforts.