Senior Compliance Officer at Advisory Key
Luxembourg, Canton Luxembourg, Luxembourg -
Full Time


Start Date

Immediate

Expiry Date

01 Jul, 25

Salary

0.0

Posted On

26 Feb, 25

Experience

0 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

No

Skills

Good communication skills

Industry

Financial Services

Description

YOUR DAY-TO-DAY

  • Conduct compliance risk assessments and implement monitoring plans
  • Ensure adherence to MIFID regulations and oversee Omnibus accounts
  • Support the trading room by providing compliance guidance on market activities
  • Oversee governance frameworks and ensure regulatory alignment
  • Collaborate with Belgian entities and liaise with the BNB (Banque Nationale Belge)
  • Monitor AML/KYC processes and ensure regulatory compliance
  • Develop and execute remediation plans for regulatory and client file updates
  • Maintain compliance dashboards and key risk indicators (KRI)
  • Act as a point of contact for regulatory bodies and internal stakeholders
  • Provide compliance training and guidance to internal teams
Responsibilities

Please refer the Job description for details

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