BNP PARIBAS: WHO WE ARE

How do you imagine working at a bank? Probably not like this: at BNP Paribas, everyone is on first-name terms and we wear the clothes we feel good in. We live diversity, team spirit and sustainability. At BNP Paribas, you will find a secure job, plenty of space for your ideas and a suitable professional solution for your individual life situation. Your potential is limitless - and so are your development opportunities. We don’t give empty promises, we convince with action: we - that’s around 183,000 employees in 63 countries. We are the leading bank in the European Union. We are the “World’s Best Bank for Sustainable Finance 2023” (Euromoney). We are: The Bank for a Changing World.

EXPERTISE & SOFT SKILLS: WHAT YOU OFFER

University degree or banking related vocational training
Several years of experience within the Compliance or Audit related environment
Sound knowledge of the general Compliance regulation and national as well as EU legal regulatory requirements in respect to capital markets
Good understanding of the Business covered
Characteristics such as team ability, communication strength and flexibility
Very good German and English language skills in word and writing

Oversight of risks related to investor protection (PIC) and advising the Business on PIC related regulatory and policy implementation matters
Reporting and escalation of PIC-risks to the Head of PIC and further Compliance stakeholders
Support of internal and external audits related to Wealth Management and Asset Management
Adaption and roll-out of policies and operational procedures for Wealth Management and Asset Management
Review of marketing material and client classification, in accordance with relevant regulation and procedures
Representation of the PIC-Domain in Wealth Management and Asset Management Germany, e.g. in projects of regulatory relevance and committees