Senior Consultant - Regulatory Compliance -RAS at Wipfli Advisory LLC

Bengaluru, karnataka, India -

Full Time

Start Date

Immediate

Expiry Date

12 Mar, 26

Salary

0.0

Posted On

12 Dec, 25

Experience

5 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Regulatory Compliance, Analysis, Problem Solving, Interpersonal Skills, Communication Skills, Detail-Oriented, Team Player, Interest Calculation, Banking Regulations, Policy Review, Financial Services, Microsoft Excel, Microsoft Word, Adobe, CaseWare

Industry

Business Consulting and Services

Description

Overview Essential Responsibilities: • Review and understand various applicable regulatory compliance regulations, interpret the requirements and check policies, procedures, files and transactions for compliance. • Responsibilities include analysis, problem solving and testing samples of work of others for compliance with underlying regulations and policies and procedures. • Deliver high-quality work products and assist other team members within the service line. • Adhere to the work plan defined by the Senior/Manager • Support the team in providing other compliance related services to financial services and other industry clients as required. • Participate in calls with the onshore (US) team to discuss team progress, quality and productivity. • Team player with good interpersonal and communication skills. Essential Qualifications and Experience: • Master’s or bachelor’s degree in accounting or finance (M. Com/B. Com/MBA). Major in Banking would be a plus. • Minimum 5 years of experience in the banking industry. Experience in reviewing and interpreting regulations, policies and procedures in areas such as deposits, loans, and other banking-related regulations, and verifying compliance with these requirements is strongly preferred. • Familiar with calculation of interest workings • Prior experience of working with overseas teams is desirable. • Experience working with US based financial institutions is an added advantage. Skills and qualifications • Good spoken and written English • Self-motivated and detail-oriented • Strong desire and capacity to learn • Ability to plan and prioritize multiple projects, follow through on requests, take initiative, work under pressure and meet deadlines. • Able to generate quality work product in a timely manner with strong attention to detail.• Able to communicate well with team members across US and India. • Ability to grasp new things quickly and apply learnings • Team player with strong interpersonal and communication skills • Good knowledge of Microsoft Outlook, Excel and Word, and Adobe. Prior experience with CaseWare is a plus.

Responsibilities

The Senior Consultant will review and interpret regulatory compliance regulations, ensuring policies and procedures align with these requirements. They will also support the team in delivering compliance-related services to clients in the financial services industry.