Senior FCP Associate - Quality Assurance at StoneX Group

Krakow, Lesser Poland Voivodeship, Poland -

Full Time

Start Date

Immediate

Expiry Date

10 May, 26

Salary

0.0

Posted On

09 Feb, 26

Experience

5 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Risk Assessment, Due Diligence, Screening, Monitoring, AML, KYC, CDD, Financial Crime Prevention, Analytical Skills, Communication Skills, Organizational Skills, Decision Making, Team Player, Relationship Building, Time Management, Microsoft Office

Industry

Financial Services

Description

Overview Connecting clients to markets – and talent to opportunity.With 4,500+ employees and over 300,000 commercial, institutional, payments, and retail clients, we operate from more than 70 offices spread across six continents. As a Fortune 100, Nasdaq-listed provider, we connect clients to the global markets – focusing on innovation, human connection, and providing world-class products and services to all types of investors.Whether you want to forge a career connecting our retail clients to potential trading opportunities, or ingrain yourself in the world of institutional investing, StoneX Group is made up of four business segments that offer endless potential for progression and growth. Responsibilities Position Purpose: To ensure comprehensive quality assurance across risk assessment, due diligence, screening, and monitoring activities in accordance with policies and procedures, helping to ensure that the company is not used to further financial crime. Primary duties will include: Ensure that risk is assessed, documented, and that higher-risk situations are escalated to senior management. Review systems of record to confirm that records are maintained accurately, are up to date, and that notes and descriptions of actions taken are clear and comprehensive to support a strong audit trail of decisions. Ensure that cases, e-mails, and requests are processed promptly and appropriately. Contribute to policies, procedures, and training impacted by various projects; assist with effective roll-out and implementation. Support management, the Head of Financial Crime Prevention EMEA, and the wider business with information requests, remediation exercises, and thematic reviews. Ensure that identification and verification of all customers and beneficial owners has been established and verified where required, and that supporting information is kept current. Ensure that customers, related parties, beneficial owners, and transactions have been appropriately screened for sanctions, PEP exposure, and adverse media. Ensure that due diligence on customers and transactions has been undertaken in line with required standards. Develop and strengthen relationships across the organisation to promote best practice and ensure a strong understanding of Financial Crime Prevention risk management requirements. Other duties as assigned from time to time. Qualifications To land this role you will need: A good understanding of a risk-based approach to AML. Previous AML/KYC onboarding, CDD review or client monitoring experience, preferably within an investment firm. Ideally 4-10 years experience of working within a Financial Crime Quality Assurance department with exposure to Money Laundering, Sanctions and high-risk markets. Knowledge and background of money laundering regulations, corporate governance, GDPR, anti-bribery and corruption and tax compliance. Knowledge of EU and UK Financial Services Regulation, MiFID, EMIR, SFTR would be an advantage. Qualification and Skills Needs to be a confident decision maker, able to use good judgement and experience to articulate and document decision making rationale. Must be a team player. Must be able to work independently. Strong relationship building and communications skills are essential. Effective planning, organisational and time management skills. Must have excellent analytical skills. What makes you stand out: Advanced Microsoft Outlook/Word/Excel/SharePoint skills. Additional language skills would be an advantage in our global business environment. Education / Certificates Bachelor’s Degree in business, law, political science, sociology and / or other appropriate discipline. Professional Compliance or AML qualification. Working environment: Hybrid; the role will be based in the office 4 days per week minimum. #LI-Hybrid #LI-MA1

Responsibilities

The primary duties include ensuring comprehensive quality assurance across risk assessment, due diligence, screening, and monitoring activities. The role also involves processing cases and requests promptly and supporting management with information requests and thematic reviews.