Senior Manager, Compliance at Rabobank
Sydney NSW 2000, New South Wales, Australia -
Full Time


Start Date

Immediate

Expiry Date

18 May, 25

Salary

0.0

Posted On

18 Feb, 25

Experience

10 year(s) or above

Remote Job

No

Telecommute

No

Sponsor Visa

No

Skills

Good communication skills

Industry

Financial Services

Description

Rabobank is the world’s leading specialist in food & agribusiness banking. One of our key strengths lies in our people who have a deep understanding of agriculture & are committed to adding long-term value for clients. Our commitment to our employees & clients is at the heart of everything we do.
Rabobank has an opening for a Senior Compliance Manager due to an internal movement. In this role you will establish yourself as a trusted advisor to allocated business areas within Rabobank. This is a hands-on, highly visible Line 2 role where you will work closely with local & global business stakeholders, Control Room, & other areas of broader Compliance, Legal, Audit, 2nd Line Risk & 1st Line Risk Champions. Through these interactions you will continue to refine your advanced business & commercial acumen.
You will join a well-established team based in Sydney & report to the Executive Manager Local Compliance Office.

Responsibilities
  • Be the first point of contact for the business & responsible for the management of the Compliance functional mailbox, ensuring responses are addressed within agreed timelines
  • Acting as the Compliance SME on Compliance related matters, providing technical advisory support on general enquiries, escalated matters & incident investigations, monitoring including review & challenge from a Line 2 perspective
  • Ensuring the various compliance registers are up to date
  • Facilitating & assisting the business with policy implementation ensuring risks are managed through appropriate controls
  • Delivering technical training to business & assist with regulatory engagement with regulators if required
  • Designing & documentation of controls that are efficient, effective & support compliance with obligations
  • Planning & facilitating policy implementation in a timely manner with the business units including with Head office & local policies
  • Leading/supporting the risk assessment process for all compliance risks, including ongoing support on the identification & management of risks
  • Identifying & actioning incidents & breaches, analysing results, reporting & follow up on remedial action. Escalate as required.
  • Contributing & providing compliance related information to support quarterly reporting to committees, Board, Regulatory, any other reporting, including provision of insights that drive better management of risks, controls & obligations in the business
  • Other duties as directed
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