JOB ACCOUNTABILITIES:
If you are a highly motivated, collaborative, innovative individual with Finance expertise, is considered a subject matter expert in the design, assessment and/or testing of internal controls and is passionate about delivering innovation and process improvements to our risk and control environment, joining our team could be an ideal opportunity for you.
In this role, you will:
- Be responsible for 1B oversight, testing and reporting of Finance’s key risk programs, including operational risk (such as technology, data and cyber risk) oversight, insights and reporting such as:
- Leading development of Finance tailored communication and training relating to risk programs that include, but not limited to: EUC Governance, Model Risk Management, Access Management and Segregation of Duties, and other Platform and Technology or Technology Risk owned standards and policies;
- Testing, quality control / quality assurance or assessing the effectiveness of controls designed and implemented to support the Business risk, control and issuer owners in developing effective processes to sustain and govern control activities;
- Proactively identifying, connecting the dots and considering interdependencies across risk programs, remediation plans, and controls being designed and implemented;
- Leading the review of key risk indicators, insights and development of reporting relating to these key risks for Finance.
- Lead the management and updating of Finance GRC Mandate, Standards, Policies and Procedures as required.
- Provide expert advice to the Business and stakeholders on effective control considerations for a Finance function. Ensure stakeholders are adequately trained on the relevant policy and guideline requirements, including issues management standards, and provide oversight and monitoring over compliance to policies and guidelines.
- Partner with the other teams and lines of defense to oversee the design and effectiveness of controls, monitoring and assessment or testing of compliance to policies.
- Leverage your expertise in Finance’s processes risks and controls to instill an attitude of critical thinking, risk management and understanding the needs of Finance colleagues.
- Foster an effective, transparent culture of risk awareness, accountability, ethics, integrity, and conduct.
- Enable proactive, data-driven, risk-based decision making.
- Build for the future and provide people leadership. Develop, coach and train a team of risk and control professionals to strengthen financial controls.
- Responsible to explore and deliver innovation and process improvements and build a ‘learning’ organization through leadership, coaching and mentorship.
- Build and cultivate an environment of innovation that leads to working smarter and simpler.
JOB REQUIREMENTS:
- Professional accounting and/or relevant designation (CPA, CA, CISA)
- University degree in business, accounting or other relevant fields
- 10+ years experience in an accounting/finance/audit role with internal controls / financial controls experience
- Financial industry experience would be considered a strong asset
- Public accounting firm experience would be considered a strong asset
- Technology and cyber risk management or related audit experience would be considered a strong asset
- Demonstrated ability to influence change through subject matter expertise in risk and controls, build effective and collaborative working relationships with cross-functional teams and business partners
- Proven ability to successfully lead, change, and manage effectively in a matrixed environment
- Demonstrated ability to efficiently and effectively assess or test the adequate design and operating effectiveness of controls, including financial reporting controls
- Effective communication skills (both written and verbal), with the ability to articulate complex subject matters simply and clearly
- Knowledge of the regulatory environment and requirements in which Finance operates (such as SEC, IFRS, OSFI, Securities regulators).
- Highly motivated individual with exceptional leadership, planning and project management skills to handle teams with functional diversity, complexity, and multiple points of internal and external contact
- Highly motivated to improve processes and leverage data and technology to increase efficiency and effectiveness
- Ability to work with a pool of experts and ensure high levels of service even when the effort crosses organizational boundaries
- Thrive in a fast-paced, agile environment, managing multiple deadlines and priorities
WHO WE ARE:
TD is one of the world’s leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.
TD is deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing. As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether you’ve got years of banking experience or are just starting your career in financial services, we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs, we’re here to support you towards your goals. As an organization, we keep growing – and so will you.
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