VENTURE OUTSIDE THE ORDINARY - TMX CAREERS

The TMX group of companies includes leading global exchanges such as the Toronto Stock Exchange, Montreal Exchange, and numerous innovative organizations enhancing capital markets. United as a global team, we’re connecting cross-functionally, traversing industries and geographies, moving opportunity into action, advancing global economic growth, and propelling progress. Through a rich exchange of ideas, meaningful collaboration, and a nimble operating model, we’re powering some of the nation’s most critical systems, fueling capital formation and innovation, bringing increased opportunity to business visionaries, product ingenuity to consumers, and career exploration to our team.

KEY ACCOUNTABILITIES:

• Review and approve applications and proposals from listed issuers, presenting decisions to company management and their advisors (including auditors and legal counsel)
• Draft detailed memos summarizing applications, key issues, waiver requests, and providing analysis and recommendations
• Reviewing legal and title opinions, verifying their adherence to securities laws while also ensuring they meet all professional standards
• Prepare and send formal correspondence to listed issuers and official bulletins to market participants
• Efficiently manage and execute the end-to-end processing of issuer filings to meet all regulatory deadlines
• Ensure client compliance with all TSXV listing rules by providing a solutions-oriented and client-focused approach
• Liaise with the Exchange’s Compliance and Disclosure staff
• Provide guidance to the public, listed companies, and their advisors
• Carry out special assignments, public speaking engagements, and participate in Exchange workshops and the TMX Learning Academy
• Actively participate in relationship management activities with lawyers, investment bankers, and other capital market stakeholders
• Ensure accurate billing of fees and the timely collection of fees on assigned submissions

Please refer the Job description for details