Senior Manager – Regulatory Compliance Advisory (Corporate and Institutiona at HSBC
Sydney, New South Wales, Australia -
Full Time


Start Date

Immediate

Expiry Date

07 Oct, 25

Salary

0.0

Posted On

07 Jul, 25

Experience

0 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

No

Skills

Management Skills, Finance, Analytical Skills, Regulatory Requirements, Interpersonal Skills

Industry

Banking/Mortgage

Description

Job description

Responsibilities
  • Supporting CIB in Australia and New Zealand (which includes CIB coverage, Global Markets, Securities Services, Global Payment Solutions, Global Trade Solutions and Capital Markets Advisory) to maintain an effective control framework and to ensure compliance with all relevant external laws, regulations, internal policies, good market practices and industry standards.
  • Demonstrate leadership and subject matter expertise on Regulatory Compliance matters, with a focus on issues and incidents arising across the CIB businesses.
  • Staying on top of, understanding and supporting the implementation of regulatory change impacting CIB in Australia and New Zealand.
  • Exercising risk steward challenge, acting as an independent trusted advisor in governance forums, undertaking issue management and working closely with risk owners and control owners.
  • Supporting the Head of Regulatory Compliance Advisory to represent the compliance agenda to report on progress, operational effectiveness of policies, processes, systems and controls.
  • Maintaining and developing positive and professional working relationships with stakeholders from lines of businesses, Risk and Compliance and other teams in the Bank. This includes colleagues at local, Regional and Group levels
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