Senior Manager, Trade Operations at Close Brothers Group
London, England, United Kingdom -
Full Time


Start Date

Immediate

Expiry Date

27 Apr, 25

Salary

0.0

Posted On

28 Jan, 25

Experience

0 year(s) or above

Remote Job

No

Telecommute

No

Sponsor Visa

No

Skills

Crest, Wbs, Clearstream, Settlement, Equities, Fixed Income, Market Making, Shareholder Value, Control Framework

Industry

Financial Services

Description

The Senior Manager – Trade Operations is responsible for managing all aspects of domestic and international settlement, ensuring efficient and accurate execution while maintaining compliance with regulatory requirements.
The Senior Manager - Trade Operations is also responsible for the placement and management of fund orders and the associated settlement.
Additionally, this role will also be responsible for all operational processes pre and post execution for clients of Winterflood Business Services (WBS), ensuring timely and accurate placement, confirmation, and settlement of trades, as well as cash management processes on the platform within a designated control framework and within WBS’ risk appetite.

REQUIRED SKILLS & EXPERIENCE

  • Experience and working knowledge of Settlements both domestic and international, the trading cycle, as well as the ecosystem WBS operates in within.
  • Understanding of the Fund, International and UK Market specifically the Custody Operations
  • Understanding of the processing and settlement of equities, fixed income, closed and open-ended funds, structured products including pricing calculations and market charges.
  • experience of payment processing via online banking systems
  • Experience in CREST, Clearstream & custodian platforms, bank processing and AutoRek
  • Mandatory Qualification: CISI Certificate in Investment Operations or equivalent
  • Clear and structured communicator, able to quickly gain the confidence of governance committees.
  • Track record of delivery and setting high performance standards; clear focus and commitment to driving great customer outcomes, profitability, and shareholder value.
  • Proven ability to maintain a strong risk management and control framework throughout a significant market making or related department, inclusive of the ability to identify, assess, mitigate, and monitor risks and the offsetting controls.
  • Working knowledge of the regulatory frameworks and requirements that apply to the business, including the CASS rules when managing client’s money or assets.

THE COMPANY

Winterflood Business Services (WBS) is a business to business (B2B) platform provider whose award-winning service has seen us grow to over £15bn AUA with an expanding client list. Our highly skilled and experienced team is dedicated to providing the standards our clients rightly demand.
Our aim is to help solve client problems and ease their regulatory and administrative burden with secure, integrated, and bespoke end-to-end solutions to achieve their investment objectives. Execution quality and excellent service are at the core of our business, all set out in our service level agreements for full transparency.
The WBS service is provided through our EOS platform, which is a proprietary system developed by our in-house development team. EOS is built using the latest technologies and is based on micro-service architecture, making the platform easy to scale and deploy new functionality. We are also market innovators, capable of recognising unfilled needs and developing products to suit our customers’ needs and changing regulatory requirements.
We became a separate division of Winterflood Securities in 2010, in response to demand from clients who were looking for ‘whole of market access and ‘custody services’. Our strategy remains to continue to invest in people, process, and technology to allow us to scale for the growth in our existing business, as well as taking on new clients

Responsibilities

Please refer the Job description for details

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