ABOUT MAREX

Marex Group plc (NASDAQ: MRX) is a diversified global financial services platform providing essential liquidity, market access and infrastructure services to clients across energy, commodities and financial markets. The group provides comprehensive breadth and depth of coverage across four core services: clearing, agency and execution, market making, and hedging and investment solutions. It has a leading franchise in many major metals, energy and agricultural products, with access to 60 exchanges. The group provides access to the world’s major commodity markets, covering a broad range of clients that include some of the largest commodity producers, consumers and traders, banks, hedge funds and asset managers. With more than 40 offices worldwide, the group has over 2,300 employees across Europe, Asia and the Americas.
The Compliance Surveillance function is responsible for implementing a framework of assessments and controls designed to identify and mitigate Market Abuse risks, and for reporting any potential Market Abuse to regulators.
For more information visit www.marex.com (http://www.marex.com)

SKILLS AND EXPERIENCE

• Bachelor’s degree or equivalent experience.
• 8+ years* working within a bank (or similar financial institution) or in a consultancy with a focus on Surveillance.
• Experience working with data sourcing, data quality and data completeness within a Surveillance function.
• Proven understanding of Market Abuse behaviours and associated Surveillance programmes.
• Experience of interpreting trade and market data and understanding of input data flows across different asset classes.
• Experience of Change management and/or process improvement and automation.
• Microsoft suite, Excel macros, Python, SQL or equivalent preferred.

ROLE SUMMARY

The Senior Surveillance Data Management Officer will lead on the design, implementation and operation of a robust and sustainable data management framework for the Surveillance function.
This position requires someone who is able to engage with Technology partners on technical details around data flows, data quality and data completeness, while possessing sufficient business knowledge to understand the Surveillance implications of various data quality and completeness issues. The successful candidate will build strong relationships globally with Business units, Technology, Compliance Assurance, Compliance Advisory, Operations, and Risk.

RESPONSIBILITIES

• Develop and maintain Surveillance data governance framework, processes and documentation
• Design and operate tactical and/or strategic data quality and completeness controls, including investigating and addressing any issues in partnership with technology
• Perform periodic data coverage assessments with the business and Technology
• Maintain trading venue inventory and perform reconciliations against actual traded venues
• Maintain sponsored access inventory and ensure appropriate changes are made to consume data when new sponsored access clients onboarded
• Maintain system data flow diagrams
• Produce data management MI and present to relevant stakeholders
• Escalate material data completeness and quality issues
• Perform data quality testing for new feed integrations
• Assess data governance frameworks of target businesses in acquisitions and address any gaps during integration