APPLICANTS WITH DISABILITIES

To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo .

WELLS FARGO RECRUITMENT AND HIRING REQUIREMENTS:

a. Third-Party recordings are prohibited unless authorized by Wells Fargo.
b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process

Required Qualifications:

• Experience in Institutional Investment Operations, or equivalent demonstrated through one or a combination of the following: work or consulting experience, training, military experience, education.
• Knowledge of transaction reporting operations, MIFID II primarily with EMIR and SFTR experience being beneficial.
• Working product knowledge in OTC Derivatives/Fixed Income and Equities spaces. Middle Office experience would be valuable.
• Solid communication and organisational skills - to work with local and remote Operations, Technology and Compliance stakeholders.
• Strong Microsoft Excel Skills (VBA beneficial).
• Proficiency in regulatory frameworks and reporting methods

Wells Fargo is looking for a Senior Transaction Reporting Analyst to ensure accurate and timely submission of regional transaction reports to the relevant authorities. The role involves supporting change management efforts in response to evolving regulatory requirements, particularly focusing on MIFID III readiness.
The successful candidate will be responsible for managing MiFID II, EMIR 3.0 SFTR, and Bank of Italy transaction reporting. They will also handle exception handling and reconciliation processes in collaboration with the Technology team. Additionally, the role includes supporting regulatory transformation projects throughout the EMEA region.
If you thrive in roles that demand attention to detail and teamwork, we want to hear from you.

In this role, you will:

• Monitor and when needed perform the daily exceptions management process in a timely and accurate manner to meet Wells Fargo’s reporting obligations.
• Further enhance the control framework around transaction reporting processes.
• Maintenance and enhancement of governance documents (eg. Process flows and procedures).
• Provide analytical support to regulatory change projects.
• Act as the link between business requirements and technology solutions.
• Co-ordinate testing support to regulatory change projects with local SMEs.
• Work with Traders and Salespeople to work through potential trade issues and violations.
• Work with Compliance and Legal team partners on rule interpretations for regulatory change.
• Deliver timely and accurate MI to Operations & Compliance management.
• Issue Management and write ups.
• Liaise with senior regional stakeholders through Senior Stakeholder meetings.
• Help drive and close out items on the TR BOW, own and steer issues until resolution.

Required Qualifications:

• Experience in Institutional Investment Operations, or equivalent demonstrated through one or a combination of the following: work or consulting experience, training, military experience, education.
• Knowledge of transaction reporting operations, MIFID II primarily with EMIR and SFTR experience being beneficial.
• Working product knowledge in OTC Derivatives/Fixed Income and Equities spaces. Middle Office experience would be valuable.
• Solid communication and organisational skills - to work with local and remote Operations, Technology and Compliance stakeholders.
• Strong Microsoft Excel Skills (VBA beneficial).
• Proficiency in regulatory frameworks and reporting methods.