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Senior Vice President, Compliance Officer at BNY
Jersey City, New Jersey, United States -
Full Time

Start Date

Immediate

Expiry Date

01 Jan, 26

Salary

0.0

Posted On

03 Oct, 25

Experience

5 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

No

Skills

Compliance, Risk Management, Financial Services, Stakeholder Influence, Advertising Review, Marketing Materials, Regulatory Knowledge, Collaboration, Matrixed Environment, Proactive Risk Management, Best Practices, Innovative Solutions, Transformative Solutions, AI Technologies, Investment Advisers, Broker-Dealer

Industry

Financial Services

Description
As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world's investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide. Join us and be part of something extraordinary. This role is located in New York City or Jersey City. Bachelor's degree or professional certification preferred. 5-7 years relevant compliance and/or financial services experience preferred. Thorough knowledge of relevant financial industry rules and regulations (SEC & FINRA). Solid understanding of compliance and risk management best practices. This is a high-visibility role for a candidate who is eager to proactively manage risk and influence positive business outcomes in a fast-paced, innovative environment. Proven ability to influence stakeholders at all levels of the organization and drive compliance initiatives in a collaborative, matrixed environment. Experience in the review of investment adviser and broker-dealer advertising and marketing materials a plus.

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Responsibilities
The Senior Vice President, Compliance Officer will manage compliance initiatives and proactively address risk within the organization. This high-visibility role requires collaboration with stakeholders to drive positive business outcomes.