Settlement Officer, Operations at CLSA

Bangkok, , Thailand -

Full Time

Start Date

Immediate

Expiry Date

18 Jun, 26

Salary

0.0

Posted On

20 Mar, 26

Experience

2 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Settlement Operations, Equity Transactions, Derivatives Settlement, PSMS, PTI, BSB, Transaction Matching, Reconciliation, Client Onboarding, Regulatory Reporting, Trade Allocation, Operational Risk Management, Compliance, Communication Skills, Interpersonal Skills, Organizational Skills

Industry

Financial Services

Description

Position Description The Settlement Officer will be responsible for executing, monitoring, and managing settlement operations processes in accordance with regulatory policies and company standards. This includes maintaining a high level of accuracy and efficiency in the settlement of Equity and Derivatives transactions via clearing systems such as PSMS, PTI, and BSB. The role plays a critical function in ensuring the smooth onboarding of clients, regular client reviews, trade allocation activities, the relevant reporting, the regulatory reporting, and supporting future emerging financial product launches. Good communication skills in English and strong teamwork performance. Key Areas of Responsibilities Trading Settlement Management Execute settlement operations for Equity transactions through PSMS and PTI clearing systems. Manage Derivatives settlement processes on BSB. Ensure timely and accurate transaction matching and reconciliation of client settlement activities. Client Onboarding & Periodic Reviews Facilitate onboarding for new clients by coordinating necessary documentation and compliance checks. Perform periodic reviews of client accounts to ensure adherence to compliance and regulatory standards. Trade Allocation Process Manage trade allocation processes efficiently to maintain accuracy and fulfill client requirements. Regulatory Reporting Prepare and submit regulatory reports in accordance with required timelines and policies. Stay updated with relevant laws and regulations affecting settlement operations. Product and Process Development Collaborate in identifying, testing, and implementing settlement processes for new products introduced by the firm. Operational Risk Management Monitor and address operational risks within the relevant settlement processes. Implement controls and procedures to mitigate inconsistencies and ensure compliance. Cross-department Collaboration Liaise with internal teams such as trading, customer service, and compliance to maintain cohesion in client services. Adherence to regulatory requirements, internal policies, and procedures by working closely with Compliance and Risk management team Comply with CLSA group policy to avoid any unexpected risks Requirements Bachelor’s or Master’s degree in business administration, Finance or related field Minimum 3-5 years relevant working experience, with at least 3-5 years in Brokerage Securities Operations Familiarity with clearing systems such as PSMS, PTI, and BSB is highly preferred. Self-motivated and possesses good interpersonal skills Good organizational skills with an ability to adhere to strict deadlines Possesses good logical thinking Solid knowledge and proficiency in Microsoft Applications such as Word and Excel Strong command of both written and spoken English Stay informed on CITIC CLSA Job Opportunities Not the right fit? You can create a job alert to receive our latest job openings that meet your interest. CITIC CLSA provides global investors and corporate executives with insights, liquidity and capital to drive their growth strategies. Award-winning research, an extensive Asia footprint, direct links to China and highly experienced finance professionals differentiate our innovative products and services in asset management, corporate finance, equity and debt capital markets, securities and wealth management. As part of CITIC Securities (SSE: 600030, SEHK: 6030), China’s leading investment bank, CITIC CLSA is uniquely positioned to facilitate cross-border capital flows and connect China to the world and the world to China. CITIC CLSA operates from 13 countries across Asia, Australia, Europe and the Americas. For further information, please visit http://www.clsa.com.

Responsibilities

The Settlement Officer executes, monitors, and manages settlement operations for Equity and Derivatives transactions using clearing systems like PSMS, PTI, and BSB, ensuring high accuracy and efficiency. Key duties include facilitating client onboarding, managing trade allocations, preparing regulatory reports, and supporting new product launches.