Signing Principal, CFCM, Investment Banking at CLSA

Hong Kong Island, Hong Kong, China -

Full Time

Start Date

Immediate

Expiry Date

07 Jun, 26

Salary

0.0

Posted On

09 Mar, 26

Experience

10 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Supervision, Execution, Corporate Finance Transactions, Initial Public Offering, Mergers, Acquisitions, Divestiture, Financial Advisory, Due Diligence, Research, Regulatory Compliance, Pitching, Business Development, Networking, Decision Making, Problem Solving

Industry

Financial Services

Description

Position Description This position is responsible for supervising and leading the execution of corporate finance transactions including initial public offering, mergers, acquisitions, divestiture and other financial advisory transactions. A Responsible Officer, as a SFC licensee, bears the responsibility of maintaining appropriate standards of conduct of CLSA employees and ensuring their adherence to internal rules and procedures, and in particular, engaging in compliance discussions to ensure adequate control systems and procedures and take appropriate steps in response to compliance and regulatory risks when necessary. Key Areas of Responsibilities Supervise and execute corporate finance transactions; Lead due diligence and research efforts, and review business, financial and legal analyses on corporate finance transactions; Familiar with relevant rules and regulations in relation to corporate finance transactions; Take a supervision role, when necessary, in the firm’s pitching efforts, and provide advice on the firm’s pursuit of new business opportunities; Maintain close network and relation with market participants/ professional parties; Act as a member of CFCM Responsible Officer Approval Committee; Provide guidance and give feedback to CFCM staff as appropriate; and Assist Legal and Compliance in ensuring the firm’s compliance with relevant rules and regulations and timely responses to competent legal and regulatory authorities, and facilitate internal audit as and when necessary. Requirements Degree holder in Finance or related discipline(s); Minimum of 15 years’ experience in investment banking and financial industry; Proven track record of executing initial public offerings, mergers, acquisitions, divestiture and other financial advisory transactions in Hong Kong; In-depth knowledge of Rules Governing The Listing of Securities on The Stock Exchange of Hong Kong Limited, The Codes on Takeovers, Mergers and Share Buy-backs and other relevant Hong Kong regulatory requirements; Attained all required licenses for carrying out securities advisory activities; Excellent presentation and marketing skills; Good command of written and spoken English and Chinese; and Good at decision making and problem solving Stay informed on CITIC CLSA Job Opportunities Not the right fit? You can create a job alert to receive our latest job openings that meet your interest. CITIC CLSA provides global investors and corporate executives with insights, liquidity and capital to drive their growth strategies. Award-winning research, an extensive Asia footprint, direct links to China and highly experienced finance professionals differentiate our innovative products and services in asset management, corporate finance, equity and debt capital markets, securities and wealth management. As part of CITIC Securities (SSE: 600030, SEHK: 6030), China’s leading investment bank, CITIC CLSA is uniquely positioned to facilitate cross-border capital flows and connect China to the world and the world to China. CITIC CLSA operates from 13 countries across Asia, Australia, Europe and the Americas. For further information, please visit http://www.clsa.com.

Responsibilities

This position involves supervising and leading the execution of corporate finance transactions such as IPOs, mergers, acquisitions, and divestitures, while also acting as a Responsible Officer to ensure staff adherence to internal rules and regulatory compliance. Key duties include leading due diligence, reviewing financial analyses, advising on new business pursuits, and assisting Legal and Compliance departments.