Sign up with

Already have an account? Log in here

Need some help?
Talk to us at +91 7670800001

Sr Specialist, Margin Services at Charles Schwab Inc.

Lone Tree, Colorado, United States -

Full Time

Start Date

Immediate

Expiry Date

25 Sep, 26

Salary

47.07

Posted On

27 Jun, 26

Experience

2 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Margin Rules, Risk Mitigation, Customer Service, Reconciliation, Account Research, Communication Skills, Organizational Skills, Multitasking, Series 7 License, Series 63 License, Trading Experience

Industry

Financial Services

Description

Your Opportunity Our Opportunity: Margin Services protects the firm from risk exposure by monitoring accounts to ensure compliance with FINRA, SRO and Schwab rules and regulations. Margin Services imposes trading restrictions on accounts for trade settlement violations. Margin services reviews money due, stock due and various risk reports. We handle inquiries from both internal and external clients regarding buying power, funds available and day trading. What you’ll do: Resolve margin-related issues with both internal and external clients. Monitor and resolve margin calls, resolution of debit balances and short positions. Explain and apply industry rules, regulations and policies. Enforce regulations and restrictions. Analyze credit, trade, cashiering reports to mitigate risk. Take inbound telephone calls from internal employees, external clients, and make outbound calls as appropriate. What you have What you have: Required qualifications Strong verbal and written communication skills. Excellent customer service skills. Strong reconciliation skills and diligence in researching problem accounts. Interested individuals should have a basic working knowledge of margin rules and formulas. Solid knowledge of balance, position, and transaction systems. Candidates must be flexible and comfortable with changing work duties. Strong organizational skills, attention to detail, and ability to multitask are critical. Ability to deliver complex information while maintaining a positive client experience. Work well in a collaborative team environment. Series 7 and 63 licenses required. 2 years Schwab experience or related industry experience 2+ years. Preferred qualifications Trading experience

Responsibilities

Monitor accounts for compliance with FINRA and SRO regulations to protect the firm from risk exposure. Resolve margin-related issues, manage margin calls, and handle inquiries regarding buying power and day trading.