Sr. Vice President, Compliance & Financial Crimes Audit at BNY

New York, New York, United States -

Full Time

Start Date

Immediate

Expiry Date

03 Mar, 26

Salary

0.0

Posted On

03 Dec, 25

Experience

10 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

Compliance, Financial Crimes, Internal Audit, Risk Management, Corporate Compliance, Fiduciary Risk, AML, Fraud, Surveillance Programs, Regulatory Knowledge, Data Analytics, Communication Skills, Governance, Testing Methodologies, Microsoft 365, Automation

Industry

Financial Services

Description

12 years in banking/financial services (10 years in Internal Audit and U.S. self-regulatory environments), with a proven record leading global remediation programs and risk-based audits across the U.S. and Europe. Deep experience in Corporate Compliance, Conduct & Fiduciary Risk, Financial Crime (AML, Fraud), and Surveillance Programs (Market Abuse/Trade, E-Comm, Voice); recognized for partnering with regulators and senior management to close high-profile issues. Strong cross-border execution in EMEA and U.S is highly valuable. Regulatory knowledge: U.S. frameworks (BSA, USA PATRIOT Act, FCA, OFAC, SEC/FINRA rules, FRB, OCC/CFPB, NFA/CFTC) and European frameworks (MAR/MAD II, MiFID II, GDPR, market conduct expectations). Practical expertise in surveillance methodologies: scenario development, lexicon design/tuning, model calibration and threshold governance, alert QA, false positive reduction, coverage mapping, data quality controls, audit-readiness documentation, and runbook management. Strong communication and influencing skills; confident engaging senior stakeholders and supervisors; excellent written and verbal skills for issues management, reporting, and regulatory interactions. Deep understanding of governance, risk, and control frameworks across the three lines of defense; hands-on experience with testing, monitoring, and issue validation methodologies. Self-starter with a high degree of ownership; thrives in fast-paced environments and adapts quickly to change. Tools and skills: Microsoft 365 (Excel - advanced, PowerPoint, Word; Visio a plus); data/analytics tools such as Alteryx; familiarity with automation/AI-enabled surveillance and case management platforms is advantageous. Education: Bachelor's degree in Finance or related field; Master in Compliance (preferred). Certifications: CFIRS and CFE (required or strongly preferred); CAMS, CIA, CMIIA, ACA, ACCA considered beneficial. Leadership of market conduct remediation programs and enterprise-level issue validations. Experience directing 1LoD/2LoD testing in Corporate & Investment Bank surveillance programs. Prior engagement with FRB examiners, bank monitors, and global regulatory stakeholders. Experience building regional audit capability and coaching/developing auditors. Here's a few of our recent awards: America's Most Innovative Companies, Fortune, 2025 World's Most Admired Companies, Fortune 2025 “Most Just Companies”, Just Capital and CNBC, 2025

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Responsibilities

Lead global remediation programs and risk-based audits across the U.S. and Europe. Partner with regulators and senior management to address high-profile compliance issues.