Structured Deal Review Controller at Marex
London, England, United Kingdom -
Full Time


Start Date

Immediate

Expiry Date

12 Nov, 25

Salary

0.0

Posted On

13 Aug, 25

Experience

0 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

No

Skills

Risk, Front Office, Equity Derivatives, Root, Operations, Ice, Alteryx, Excel, Communication Skills

Industry

Financial Services

Description

SKILLS AND EXPERIENCE

  • Deep understanding of Structured Equity Derivatives essential, the associated documentation, and their payoff profiles. Commodities experience is beneficial but not essential.
  • Excellent communication skills
  • Ability to collaborate with Management, Front Office, Legal, Operations and Risk
  • Ability to pinpoint root cause issues.
  • Ability to work with tight deadlines.
  • Proven analytics and investigation skills
  • Proficient in MS office (Excel) and FO/BO systems (e.g. ICE preferred, but not essential)
  • Process optimisation or change experience (preferred, but not essential)
  • Experience in Python / SQL or Alteryx (preferred, but not essential)
  • Experience working in a regulated environment and knowledge of the risk and compliance requirements associated with this.
  • Excellent verbal and written communication skills
Responsibilities
  • Verify all non-standardised bookings (Trade date +1 and Settlement date -1), per policy and prioritisation mechanism taking into factors like exposures and upcoming observation dates, where necessary
  • Escalate any unverified non-standard transactions, ensuring MI is updated to track progress and review.
  • Coordinate any corrections/ amendments with the Solutions Middle Office, Trade Origination, Risk, Legal and Product Controllers Teams
  • Identify enhancements to the existing product representations, documentation, and reconciliation to achieve greater accuracy and improve the processing of non-standardised products in coordination with the COO team.
  • Endeavour to increase the ratio of standardised to non-standardised products in coordination with COO team/Trade Origination team.
  • Identify approximately booked trades and escalate the trades to the relevant Control department to review.
  • Involvement in testing new non-standardised products
  • Identify risks and escalate appropriately.
  • Opportunities to be involved and drive change within the Structured Deal review control function.
  • Ensuring compliance with the company’s regulatory requirements under the FCA
  • Adhere to the operational risk framework for your role ensuring that all regulatory or company determined parameters are complied with.
  • Role model for demonstrating highest level standards of integrity and conduct and reflecting Company Values.
  • At all times complying with the FCA’s Code of Conduct [UK only] /Marex’s Code of Conduct [non-UK]
  • To ensure that you are fully aware of and adhere to internal policies that relate to you, your role, or any other activities for which you have any level of responsibility.
  • To report any breaches of policy to Compliance and/ or your supervisor as required
  • To escalate risk events immediately
  • To provide input to risk management processes, as required.
    The Company may require you to carry out other duties from time to time.
    Competencies, Skills and Experience
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