T&C Supervisor at Openwork UK Ltd
Field Based, , United Kingdom -
Full Time


Start Date

Immediate

Expiry Date

12 Sep, 25

Salary

46400.0

Posted On

13 Jun, 25

Experience

0 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

No

Skills

Good communication skills

Industry

Financial Services

Description

We are seeking a dedicated Training and Competence Supervisor to join our team of supervision experts, supporting our network of partner firms, advisers, and practice supervisors.
This role plays a key part in upholding the high standards of quality and risk oversight that define the Openwork approach.
You will have the opportunity to effectively collaborate with a range of internal stakeholders and be a trusted and integral business partner.
This is a field based role with some travel required.

Responsibilities
  • Delivering Supervision according to Openwork’s’ Assurance Model and Supervision Framework.
  • Ensuring effective oversight and engagement of Practice Supervisors where appropriate.
  • Ensuring risk management approach is applied including effective root cause analysis and remedial actions; positive and collaborative engagement with Partner Firms/Advisor; evidence of good customer outcomes being achieved through intervention.
  • Using MI/Data and critical thinking to identify patterns/root cause and focus Supervision priorities.
  • Influencing positive attitudes and behaviours towards conduct, competence and client outcomes across all stakeholders.
  • Effectively balancing commerciality and regulatory risk in the performance of role.
  • Ownership of own Supervision activities planning and organizing, ensuring regulatory requirements are met and that focus is proactive to address emerging risks.
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