Duties & Responsibilities

• Undertake the regulatory functions of Compliance Officer and Money Laundering Reporting Officer for a range of regulated financial services firms. 
• Provide consultancy services and advice to Trifecta clients. 
• Manage a number of frameworks across a portfolio of clients, including compliance, financial crime and risk frameworks. Such work includes, but is not limited to: 
• Ensuring and maintaining compliance with all federal legislation and applicable regulations of a client’s jurisdiction; 
• Identifying, managing, and mitigating regulatory risk by conducting periodic review and monitoring programmes; 
• Provision of training on regulatory compliance, financial crime, and other topics; 

.