Transfer Agency Senior Analyst – AML/KYC

at  Advisory Key

YOUR DAY-TO-DAY:

• AML/KYC Analysis: Conduct thorough investor account opening and periodic reviews, ensuring full compliance with local regulations and internal policies.
• Process Monitoring: Oversee and manage daily processing tasks, ensuring timely completion and adherence to high-quality standards.
• Work Prioritization: Organize and manage outstanding work effectively using priority settings.
• Query Resolution: Respond to complex client or internal queries, ensuring resolution within established Service Level Agreements (SLAs).
• Process Improvement: Actively contribute to the enhancement of AML and Registration processes to optimize efficiency and compliance.
• Regulatory Screening: Review and analyze Fircosoft Hits, ensuring proper resolution in line with established procedures.
• Audit Support: Manage document delivery and provide support in response to external audit requests.
• Project Involvement: Participate in internal and group projects, driving implementation of process changes and updates.

Please refer the Job description for details