Unitas CASS Officer at Apex Group Ltd.

London, England, United Kingdom -

Full Time

Start Date

Immediate

Expiry Date

31 Jan, 26

Salary

0.0

Posted On

02 Nov, 25

Experience

5 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

CASS Operational Experience, Compliance Knowledge, CASS Monitoring Programme, Board Reporting, Process Review, Self-Starter, Technical Knowledge, Oversight Role

Industry

Financial Services

Description

The Apex Group was established in Bermuda in 2003 and is now one of the world’s largest fund administration and middle office solutions providers. Our business is unique in its ability to reach globally, service locally and provide cross-jurisdictional services. With our clients at the heart of everything we do, our hard-working team has successfully delivered on an unprecedented growth and transformation journey, and we are now represented by over circa 13,000 employees across 112 offices worldwide.Your career with us should reflect your energy and passion. That’s why, at Apex Group, we will do more than simply ‘empower’ you. We will work to supercharge your unique skills and experience. Take the lead and we’ll give you the support you need to be at the top of your game. And we offer you the freedom to be a positive disrupter and turn big ideas into bold, industry-changing realities. For our business, for clients, and for you Apex Unitas Limited CASS Oversight Officer Responsible for managing CASS for the company. Responsible for the CASS auditor relationship, running the firms CASS audit, including planning, regular progress meetings, final reporting, company Board presentation and sign off, and dialogue with the auditor. (the company’s operations teams have responsibility for liaison with and provision of CASS audit fieldwork). The role will be responsible for ongoing service process review and redesign to ensure the company’s compliance with CASS 5 and 6 regulations. The role will have input to and be responsible for ensuring CASS compliance for new services launched by the company. The role is a Certified Management Function as defined by the FCA Senior Managers regime. Role expertise and experience requirements: 5 years CASS operational experience, preferably in an oversight role Degree qualification as well as recognised compliance study progress Detailed technical knowledge of CASS 5 and 6 Proven ability to run CASS monitoring programme Ability to generate quarterly Board reporting and to present CASS reporting to the Board. Knowledge of operational processes and ability to review processes for alignment with CASS rules and provide feedback and required changes/improvements as part of a structure sign off process. Proactive, self-starter The above is not an exhaustive list of day-to-day responsibilities. Disclaimer: Unsolicited CVs sent to Apex (Talent Acquisition Team or Hiring Managers) by recruitment agencies will not be accepted for this position. Apex operates a direct sourcing model and where agency assistance is required, the Talent Acquisition team will engage directly with our exclusive recruitment partners. About Apex Group We are dedicated to driving positive change in financial services while fuelling the growth and ambitions of asset managers, allocators, financial institutions, and family offices. Established in Bermuda in 2003, the Group has continually disrupted the asset serving industry through our investment in innovation and talent. Today, we set the pace in asset servicing and stand out for our unique single-source solution and unified cross asset-class platform which supports the entire value chain, harnesses leading innovative technology, and benefits from cross-jurisdictional expertise delivered by a long-standing management team and over 13,000 highly integrated professionals. We’re a people-powered business, and our people are full of ambition. Together, we’re inspired to lead the new era of data and tech enabled service. Bringing new products and services to market. Sharpening our client focus. Disrupting the market to exceed expectations. Innovating across a range of specialisms. With our focus on making a difference to our people, our planet and our society, you’ll experience more here than you would at most other companies. Prepare to accelerate. We’re a people-powered business with a vision to inspire a new era of service-led FinTech. We’re expanding globally and offering more to our clients. This means you get more opportunities to grow with us. So prepare to accelerate. We’ll make sure the time and effort you put in takes you further, faster. Positive change starts with you. We’re a people-powered business with a vision to inspire a new era of service-led FinTech. We’re expanding globally and offering more to our clients. This means you get more opportunities to grow with us. So prepare to accelerate. We’ll make sure the time and effort you put in takes you further, faster. The journey is yours to own. When you stretch yourself, you grow. We want you to explore ways of working that will see you thrive as part of something bigger. We’ll help you with a solid structure, challenging projects, vibrant networks, supportive colleagues and approachable leaders. All the things you need to own your unique journey. Find out more about us

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Responsibilities

The Unitas CASS Officer is responsible for managing CASS for the company, including the CASS auditor relationship and running the firm's CASS audit. The role also involves ensuring compliance with CASS 5 and 6 regulations and providing input for new services launched by the company.