JOB DESCRIPTION

Job title: Financial Crime Compliance Officer
Corporate Title: Vice President
Department: Compliance
Location: Singapore

SKILLS, EXPERIENCE, QUALIFICATIONS AND KNOWLEDGE REQUIRED:

• University-level Degree preferably in a relevant discipline (Finance, Accounting, Business, Legal)
• At least 10 years’ experience related AML / KYC client on boarding experience for high net worth clients and complex financial structures (such as trusts, personal investment vehicles, foundations etc.)
• Good understanding of relevant AML/CFT/laws and regulations.
• Ability to communicate clearly and confidentially; able to influence internal and external stakeholders
• Ability to directly address conflicts and escalate issues where appropriate
• Communicates well and across all levels, including good stakeholders management
• Good team player, proactive and able to adapt quickly.

DIVERSITY STATEMENT

Nomura is committed to an employment policy of equal opportunities, and is fundamentally opposed to any less favourable treatment accorded to existing or potential members of staff on the grounds of race, creed, colour, nationality, disability, marital status, pregnancy, gender or sexual orientation.
DISCLAIMER: This Job Description is for reference only, and whilst this is intended to be an accurate reflection of the current job, it is not necessarily an exhaustive list of all responsibilities, duties, skills, efforts, requirements or working conditions associated with the job. The management reserves the right to revise the job and may, at his or her discretion, assign or reassign duties and responsibilities to this job at any time.
Nomura is an Equal Opportunity Employe

ROLE DESCRIPTION:

Financial Crime Compliance Officer will be based in Nomura’s Singapore office and reports to the Head of
IWM Financial Crime Compliance, AEJ.

KEY RESPONSIBILITIES INCLUDE:

• Analyse challenging or high risk account due diligence and to make appropriate recommendations to
• Senior Management whether to on board a client or maintain an existing relationship and other suitable recommendations as to appropriate financial crime controls to be put in place.
• Provision of FCC related advisory to Front Office and relevant stakeholders
• Conduct enhanced due diligence and liaise with external investigative firms on investigation reports.
• Conduct 4 eye checks on client due diligence and 3rd party transactions reviewed by junior FCC team members.
• Perform investigation on any suspicious activities or transactions arising from rolling review of client

accounts.

• Perform FCC risk assessment of new business/ products
• Liaise with audit and regulators on any KYC related issues.
• Participate in ad-hoc project/ system enhancements