Wholesales KYC Operations - Quality Control Associate at JPMC Candidate Experience page

, , Japan -

Full Time

Start Date

Immediate

Expiry Date

15 Mar, 26

Salary

0.0

Posted On

15 Dec, 25

Experience

2 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

Skills

KYC, Compliance, AML, Regulatory Requirements, Audit Management, Stakeholder Liaison, Time Management, Organizational Skills, Relationship Building, Client Focus, Customer Service, Communication Skills, Controls Mindset, Problem Solving, Financial Industry Knowledge, Client Onboarding

Industry

Financial Services

Description

Wholesales KYC Operation Quality Control (WKO QC) plays a critical role in ensuring that as an organization, we are compliant with multiple regulations, in order to protect the bank’s reputation and ﬁnancial assets. As an Quality Control Associate within Wholesales KYC Operations in Japan, you will be responsible for managing the full compliance of Japan local regulation for New Onboarding, Renewals and Mid cycles. The Associate will be required to facilitate the review and calibrations with stakeholders. Job Responsibilities Review Japan local regulatory requirements to ensure full compliance across all processes. Proactively address and resolve QA findings, implementing corrective actions as needed. Manage and coordinate internal and external audits, as well as regulatory examinations, including preparation, response, and follow-up activities. Liaise with relevant stakeholders to ensure audit readiness and maintain robust compliance standards. Required qualifications, capabilities, and skills A working knowledge of KYC/Compliance/AML procedures and standards Knowledge of multiple client types (i.e. Corporates, SPV, Trust, F.I.’s. etc.) Knowledge of ﬁnancial industry with in-depth expertise in various lines of business (Corporate Investment Bank and heritage lines of business) Strong verbal and written communication skills in both Japanese and English Strong time management, organizational, relationship building skills Quality client focus, strong controls mind-set and strong customer service skills(e.g. oral and written communication skills) Prior experience of adhering to controls and compliance standards Ability to grasp/learn concepts and procedures quickly B.S. Degree or equivalent Preferred qualifications, capabilities, and skills Knowledge of KYC & Client onboarding is preferred with at least 2-4 years’ experience Experience in Audit, Control, Risk, AML, and Research

Responsibilities

The Quality Control Associate will ensure compliance with Japan's local regulations for New Onboarding, Renewals, and Mid cycles. They will also manage audits and liaise with stakeholders to maintain compliance standards.