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Manager- Regulatory Compliance (Alternative Assets) at IQ-EQ
New York, New York, United States - Full Time
Skills Needed
Regulatory Compliance, Critical Thinking, Problem Solving, Client Engagement, Compliance Programs, Training, Internal Controls, Sec Examination, Finra Examination, Investment Advisers Act, Investment Company Act, Cftc Requirements, Nfa Requirements, Mentoring, Business Development, Operational Excellence
Specialization
Candidates should have over 4 years of compliance experience, preferably from a registered investment adviser or law firm. Strong knowledge of relevant regulations and examination practices is essential.
Experience Required
Minimum 5 year(s)
In-Home Dialysis Care Partner (1:1 Client) – Carencro, LA at Herewith GmbH
, , - Full Time
Skills Needed
Dialysis Experience, Home Dialysis Systems, Patient Support, Communication, Safety Monitoring, Documentation, Adl Support, Companionship
Specialization
Candidates should have at least one year of dialysis experience and be open to in-home dialysis support with training provided. Strong communication skills and the ability to work well with a clinical team are essential.
In-Home Dialysis Care Partner (1:1 Client) – Carencro, LA at Herewith GmbH
, , - Full Time
Skills Needed
Dialysis Experience, Home Dialysis Systems, Patient Support, Communication, Documentation, Safety Monitoring, Companionship, Adl Support
Specialization
Candidates should have at least one year of dialysis experience and be open to in-home dialysis support with training provided. Strong communication skills and the ability to work well with a clinical team are essential.
In-Home Dialysis Care Partner (1:1 Client) – Carencro, LA at Herewith GmbH
, , - Full Time
Skills Needed
Dialysis Experience, Home Dialysis Systems, Patient Support, Communication, Safety Monitoring, Documentation, Companionship, Adl Support
Specialization
Candidates should have at least one year of dialysis experience and be open to in-home support training. Strong communication skills and the ability to work with a clinical team are essential.
General Manager (06314) - 1422 S Santa Fe at Domino's Pizza LLC
Chanute, Kansas, United States - Full Time
Skills Needed
General Manager Experience, Operations Procedures, Cost Management, Recruiting, Employee Development, Team Leadership, Food Safety Protocols, Customer Service, Technology Operation, Troubleshooting, Valid Driver's License
Specialization
Candidates must have a minimum of one year of General Manager experience in a fast-paced service environment. They should demonstrate basic operations procedures, cost management capabilities, and excellent customer service skills.
Experience Required
Minimum 2 year(s)
Cook at WELLQUEST LIVING LLC
Carson City, Nevada, United States - Full Time
Skills Needed
Meal Preparation, Food Standards, Sanitation, Safety, Staff Training, Cost Control, Kitchen Operations, Quality Monitoring, Menu Management, Therapeutic Diets, Incident Reporting, Committee Participation, Food Service Procedures, Equipment Maintenance, Timely Service, Resident Satisfaction
Specialization
Previous experience as a cook in an institutional setting is required, along with criminal record clearance. Candidates must be at least 18 years old, and a high school diploma is preferred.
AL Med-Tech at WELLQUEST LIVING LLC
Carson City, Nevada, United States - Full Time
Skills Needed
Medication Administration, Resident Care, Documentation, Communication, Teamwork, Infection Control, Mathematical Calculations, Safety Procedures, Compassion, Time Management, Inventory Management, Problem Solving, Customer Service, Record Keeping, Health Screening, Emergency Response
Specialization
Candidates must have a high school diploma and complete the company's Medication Administration Course. At least one year of experience in passing medications and working with elderly clients is preferred.
Server at WELLQUEST LIVING LLC
Carson City, Nevada, United States - Full Time
Skills Needed
Customer Service, Food Service, Teamwork, Communication, Attention To Detail, Time Management, Sanitation, Menu Knowledge, Flexibility, Professionalism
Specialization
Candidates must be at least 16 years old and have a criminal record clearance. No specific educational requirements are mentioned.
Building Supervisor/Membership - John Geigle Branch^ at YMCA of the Suncoast
Palm Harbor, Florida, United States - Full Time
Skills Needed
Customer Service, Communication, Interpersonal Skills, Organizational Skills, Data Entry, Microsoft Office, Relationship Building, Problem Solving, First Aid, Cpr, Aed, Safety Awareness, Teamwork, Attention To Detail, Time Management, Adaptability
Specialization
Candidates must be at least 17 years old and have a high school diploma or equivalent, with at least one year of customer service experience. Additional training and certifications are required upon hire.
Bay Host at Topgolf
Brooklyn Center, Minnesota, United States - Full Time
Skills Needed
Positive Attitude, Teamwork, Player Focus, Food Service Experience, Beverage Service Experience, Sales Skills, Sanitation Knowledge, Physical Endurance
Specialization
Candidates should have a positive attitude, a focus on teamwork, and experience in serving food and beverages. The role requires the ability to thrive in a busy environment and a commitment to safety and sanitation standards.
Hypersonic Aeropropulsion Test Engineer at Canvas Inc.
Tullahoma, Tennessee, United States - Full Time
Skills Needed
Hypersonic Aerodynamics, Propulsion Systems, Test Methodologies, Data Analysis, Technical Reporting, Collaboration, Problem Solving, Communication, Safety Compliance, Data Acquisition Systems, Matlab, Python, Engineering Support, Test Planning, Real Time Data Monitoring, Continuous Improvement
Specialization
Candidates should have a Bachelor's degree in Aerospace or Mechanical Engineering and at least 3 years of experience in hypersonic aerodynamics or propulsion testing. Strong analytical skills and familiarity with data analysis software are also required.
Experience Required
Minimum 2 year(s)
LOCI CORRECTION OFFICER at Ohio Department of Administrative Services
, , - Full Time
Skills Needed
Corrections, Communications, Criminology/Criminal Justice, Law Enforcement, Security, Ethics And Values, Listening, Observation, Situational Awareness, Teamwork
Specialization
Candidates must have a high school diploma or G.E.D. and a valid driver's license, with additional requirements for specific positions. They must also pass a correction officer assessment or be current employees certified in the position.
FMC CORRECTION OFFICER at Ohio Department of Administrative Services
, , - Full Time
Skills Needed
Corrections, Communications, Criminology/Criminal Justice, Law Enforcement, Security, Ethics And Values, Listening, Observation, Situational Awareness, Teamwork
Specialization
Candidates must have a high school diploma or G.E.D. and a valid driver's license, with additional requirements for transportation roles. They must also pass a correction officer assessment or be current employees certified in the position.
GCI CORRECTION OFFICER at Ohio Department of Administrative Services
, , - Full Time
Skills Needed
Corrections, Communications, Criminology/Criminal Justice, Law Enforcement, Security, Ethics And Values, Listening, Observation, Situational Awareness, Teamwork
Specialization
Candidates must have a high school diploma or G.E.D. and a valid driver's license, with specific assessments required for the position. A probationary period of 365 days is also applicable.
CCI CORRECTION OFFICER at Ohio Department of Administrative Services
, , - Full Time
Skills Needed
Corrections, Communications, Criminology, Criminal Justice, Law Enforcement, Security, Ethics And Values, Listening, Observation, Situational Awareness, Teamwork
Specialization
Candidates must have a high school diploma or G.E.D. and a valid driver's license, with additional requirements for transportation roles. They must also pass a correction officer assessment or be current employees certified in the position.
ORW CORRECTION OFFICER at Ohio Department of Administrative Services
, , - Full Time
Skills Needed
Corrections, Communications, Criminology, Criminal Justice, Law Enforcement, Security, Ethics, Values, Listening, Observation, Situational Awareness, Teamwork
Specialization
Candidates must have a high school diploma or G.E.D. and a valid driver's license, with additional requirements for transportation roles. They must also pass a correction officer assessment or be current employees certified in the position.
OSP CORRECTION OFFICER at Ohio Department of Administrative Services
, , - Full Time
Skills Needed
Corrections, Communications, Criminology/Criminal Justice, Law Enforcement, Security, Ethics And Values, Listening, Observation, Situational Awareness, Teamwork
Specialization
Candidates must have a high school diploma or G.E.D. and a valid driver's license, with additional requirements for transportation roles. They must also pass a correction officer assessment or be current employees certified in the position.
RCI CORRECTION OFFICER at Ohio Department of Administrative Services
, , - Full Time
Skills Needed
Corrections, Communications, Criminology/Criminal Justice, Law Enforcement, Security, Ethics And Values, Listening, Observation, Situational Awareness, Teamwork
Specialization
Candidates must have a high school diploma or G.E.D. and a valid driver's license, with additional requirements for transportation roles. They must also pass a correction officer assessment or be current employees certified in the position.
NERC CORRECTION OFFICER at Ohio Department of Administrative Services
Cleveland, Ohio, United States - Full Time
Skills Needed
Corrections, Communications, Criminology/Criminal Justice, Law Enforcement, Security, Ethics And Values, Listening, Observation, Situational Awareness, Teamwork
Specialization
Candidates must have a high school diploma or G.E.D. and a valid driver's license, with additional requirements for transportation roles. They must also pass a correction officer assessment or be current employees certified in the position.
SCI CORRECTION OFFICER at Ohio Department of Administrative Services
, , - Full Time
Skills Needed
Corrections, Communications, Criminology, Criminal Justice, Law Enforcement, Security, Ethics, Values, Listening, Observation, Situational Awareness, Teamwork
Specialization
Candidates must have a high school diploma or G.E.D. and a valid driver's license, with specific assessments required for the position. A probationary period of 365 days is also applicable.
Manager- Regulatory Compliance (Alternative Assets) at IQ-EQ
New York, New York, United States -
Full Time

Start Date

Immediate

Expiry Date

25 Feb, 26

Salary

110000.0

Posted On

27 Nov, 25

Experience

5 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

No

Skills

Regulatory Compliance, Critical Thinking, Problem Solving, Client Engagement, Compliance Programs, Training, Internal Controls, SEC Examination, FINRA Examination, Investment Advisers Act, Investment Company Act, CFTC Requirements, NFA Requirements, Mentoring, Business Development, Operational Excellence

Industry

Financial Services

Description
Company Description We’re a leading Investor Services group offering end-to-end services in administration, accounting, reporting, regulatory and compliance needs of the investment sector worldwide. We employ a global workforce of 5,800+ people across 25 jurisdictions and have assets under administration (AUA) exceeding US$750 billion. We work with 13 of the world’s top-15 private equity firms. Our services are underpinned by a Group-wide commitment to ESG and best-in-class technology including a global data platform and innovative proprietary tools supported by in-house experts. Above all, what makes us different is our people. Operating as trusted partners to our clients, we deliver intelligent solutions through a combination of technical expertise and strong relationships based on deep client understanding. We’re driven by our Group purpose, to power people and possibilities. Job Description This position demands a high level of accuracy, critical thinking, and independent problem-solving, and a strong focus on quality and results. The role involves analyzing complex compliance issues and developing, implementing, and testing compliance programs for clients in the alternative and traditional investment sectors. It requires professionalism, sound judgment, and adaptability to client-driven schedules, while also supporting regulatory exams and outsourced Chief Compliance Officer functions. What you’ll do You'll help manage client engagements, providing strategic compliance guidance with minimal oversight from senior leadership You’re responsible for ensuring timely and accurate completion of client deliverables, including annual reviews, regulatory filings, and updates to compliance policies and procedures You will lead client trainings, mock regulatory exams, and provide hands-on support during SEC and FINRA examinations You’ll stay on top of regulatory changes, guide clients in developing internal controls, and offer practical solutions to complex compliance issues You will help foster a collaborative team culture, mentor junior staff, and support firm-wide initiatives such as business development and and operational excellence beyond client work What we offer IQ-EQ offers a comprehensive benefits package designed to support employees' well-being and work-life balance. Employees receive generous paid time off, including 4 weeks of PTO that increases over time, sick time and paid holidays, and financial wellness is supported through a 401(k) plan with a company match (subject to eligibility). Health benefits include medical, dental, vision, mental health support and additional ancillary insurance plans. Additional benefits include paid parental leave and a hybrid work schedule, promoting both personal and professional fulfillment. The salary for this position will be dependent on experience and location ($ 72,000-$110,000). Qualifications You bring 4 plus years of compliance experience, ideally from a registered investment adviser, law firm, investment consulting firm, or have practiced law regarding registered investment companies You have a strong knowledge of the Investment Advisers Act of 1940 and the Investment Company Act of 1940. You’re familiar with SEC examination practices and preferably have hands-on experience with both actual and mock exams. You understand regulatory frameworks beyond the SEC, including CFTC, NFA, and FINRA requirements. You’re expected to apply your regulatory knowledge to guide clients effectively and ensure their compliance programs are robust and up to date. Additional Information Our commitment to you and the environment Sustainability is integral to our strategy and operations. Our sustainability depends on us building and maintaining long-term relationships with all our stakeholders – including our employees, clients, and local communities – while also reducing our impact on our natural environment. There is always more we can, and should do, to improve – whether in relation to our people, our clients, our planet, or our governance. Our ongoing success as a business depends on our sustainability and agility in a changing and challenging global landscape. We’re committed to fostering an inclusive, equitable and diverse culture for our people, led by our Diversity, Equity, and Inclusion steering committee. Our learning and development programs and systems (including PowerU and MyCampus) enable us to invest in growing our employees’ careers, while our hybrid working approach supports our employees in achieving balance and flexibility while remaining connected to their colleagues. We want to empower our 5,800+ employees - from 94 nationalities, across 25 countries - to each achieve their potential. Through IQ-EQ Launchpad we support women managers launching their first fund, in an environment where only 15% of all private equity and venture capital firms are gender balanced. We’re committed to growing relationships with our clients and supporting them in achieving their objectives. We understand that our clients’ sustainability and success leads to our sustainability and success. We’re emotionally invested in our clients right from the beginning. #LI-HYBRID
Responsibilities
Manage client engagements and provide strategic compliance guidance. Ensure timely completion of client deliverables and support during regulatory exams.
Manager- Regulatory Compliance (Alternative Assets) at IQ-EQ
New York, New York, United States - Full Time
Skills Needed
Regulatory Compliance, Critical Thinking, Problem Solving, Client Engagement, Compliance Programs, Training, Internal Controls, Sec Examination, Finra Examination, Investment Advisers Act, Investment Company Act, Cftc Requirements, Nfa Requirements, Mentoring, Business Development, Operational Excellence
Specialization
Candidates should have over 4 years of compliance experience, preferably from a registered investment adviser or law firm. Strong knowledge of relevant regulations and examination practices is essential.
Experience Required
Minimum 5 year(s)
In-Home Dialysis Care Partner (1:1 Client) – Carencro, LA at Herewith GmbH
, , - Full Time
Skills Needed
Dialysis Experience, Home Dialysis Systems, Patient Support, Communication, Safety Monitoring, Documentation, Adl Support, Companionship
Specialization
Candidates should have at least one year of dialysis experience and be open to in-home dialysis support with training provided. Strong communication skills and the ability to work well with a clinical team are essential.
In-Home Dialysis Care Partner (1:1 Client) – Carencro, LA at Herewith GmbH
, , - Full Time
Skills Needed
Dialysis Experience, Home Dialysis Systems, Patient Support, Communication, Documentation, Safety Monitoring, Companionship, Adl Support
Specialization
Candidates should have at least one year of dialysis experience and be open to in-home dialysis support with training provided. Strong communication skills and the ability to work well with a clinical team are essential.
In-Home Dialysis Care Partner (1:1 Client) – Carencro, LA at Herewith GmbH
, , - Full Time
Skills Needed
Dialysis Experience, Home Dialysis Systems, Patient Support, Communication, Safety Monitoring, Documentation, Companionship, Adl Support
Specialization
Candidates should have at least one year of dialysis experience and be open to in-home support training. Strong communication skills and the ability to work with a clinical team are essential.
General Manager (06314) - 1422 S Santa Fe at Domino's Pizza LLC
Chanute, Kansas, United States - Full Time
Skills Needed
General Manager Experience, Operations Procedures, Cost Management, Recruiting, Employee Development, Team Leadership, Food Safety Protocols, Customer Service, Technology Operation, Troubleshooting, Valid Driver's License
Specialization
Candidates must have a minimum of one year of General Manager experience in a fast-paced service environment. They should demonstrate basic operations procedures, cost management capabilities, and excellent customer service skills.
Experience Required
Minimum 2 year(s)
Cook at WELLQUEST LIVING LLC
Carson City, Nevada, United States - Full Time
Skills Needed
Meal Preparation, Food Standards, Sanitation, Safety, Staff Training, Cost Control, Kitchen Operations, Quality Monitoring, Menu Management, Therapeutic Diets, Incident Reporting, Committee Participation, Food Service Procedures, Equipment Maintenance, Timely Service, Resident Satisfaction
Specialization
Previous experience as a cook in an institutional setting is required, along with criminal record clearance. Candidates must be at least 18 years old, and a high school diploma is preferred.
AL Med-Tech at WELLQUEST LIVING LLC
Carson City, Nevada, United States - Full Time
Skills Needed
Medication Administration, Resident Care, Documentation, Communication, Teamwork, Infection Control, Mathematical Calculations, Safety Procedures, Compassion, Time Management, Inventory Management, Problem Solving, Customer Service, Record Keeping, Health Screening, Emergency Response
Specialization
Candidates must have a high school diploma and complete the company's Medication Administration Course. At least one year of experience in passing medications and working with elderly clients is preferred.
Server at WELLQUEST LIVING LLC
Carson City, Nevada, United States - Full Time
Skills Needed
Customer Service, Food Service, Teamwork, Communication, Attention To Detail, Time Management, Sanitation, Menu Knowledge, Flexibility, Professionalism
Specialization
Candidates must be at least 16 years old and have a criminal record clearance. No specific educational requirements are mentioned.
Building Supervisor/Membership - John Geigle Branch^ at YMCA of the Suncoast
Palm Harbor, Florida, United States - Full Time
Skills Needed
Customer Service, Communication, Interpersonal Skills, Organizational Skills, Data Entry, Microsoft Office, Relationship Building, Problem Solving, First Aid, Cpr, Aed, Safety Awareness, Teamwork, Attention To Detail, Time Management, Adaptability
Specialization
Candidates must be at least 17 years old and have a high school diploma or equivalent, with at least one year of customer service experience. Additional training and certifications are required upon hire.
Bay Host at Topgolf
Brooklyn Center, Minnesota, United States - Full Time
Skills Needed
Positive Attitude, Teamwork, Player Focus, Food Service Experience, Beverage Service Experience, Sales Skills, Sanitation Knowledge, Physical Endurance
Specialization
Candidates should have a positive attitude, a focus on teamwork, and experience in serving food and beverages. The role requires the ability to thrive in a busy environment and a commitment to safety and sanitation standards.
Hypersonic Aeropropulsion Test Engineer at Canvas Inc.
Tullahoma, Tennessee, United States - Full Time
Skills Needed
Hypersonic Aerodynamics, Propulsion Systems, Test Methodologies, Data Analysis, Technical Reporting, Collaboration, Problem Solving, Communication, Safety Compliance, Data Acquisition Systems, Matlab, Python, Engineering Support, Test Planning, Real Time Data Monitoring, Continuous Improvement
Specialization
Candidates should have a Bachelor's degree in Aerospace or Mechanical Engineering and at least 3 years of experience in hypersonic aerodynamics or propulsion testing. Strong analytical skills and familiarity with data analysis software are also required.
Experience Required
Minimum 2 year(s)
LOCI CORRECTION OFFICER at Ohio Department of Administrative Services
, , - Full Time
Skills Needed
Corrections, Communications, Criminology/Criminal Justice, Law Enforcement, Security, Ethics And Values, Listening, Observation, Situational Awareness, Teamwork
Specialization
Candidates must have a high school diploma or G.E.D. and a valid driver's license, with additional requirements for specific positions. They must also pass a correction officer assessment or be current employees certified in the position.
FMC CORRECTION OFFICER at Ohio Department of Administrative Services
, , - Full Time
Skills Needed
Corrections, Communications, Criminology/Criminal Justice, Law Enforcement, Security, Ethics And Values, Listening, Observation, Situational Awareness, Teamwork
Specialization
Candidates must have a high school diploma or G.E.D. and a valid driver's license, with additional requirements for transportation roles. They must also pass a correction officer assessment or be current employees certified in the position.
GCI CORRECTION OFFICER at Ohio Department of Administrative Services
, , - Full Time
Skills Needed
Corrections, Communications, Criminology/Criminal Justice, Law Enforcement, Security, Ethics And Values, Listening, Observation, Situational Awareness, Teamwork
Specialization
Candidates must have a high school diploma or G.E.D. and a valid driver's license, with specific assessments required for the position. A probationary period of 365 days is also applicable.
CCI CORRECTION OFFICER at Ohio Department of Administrative Services
, , - Full Time
Skills Needed
Corrections, Communications, Criminology, Criminal Justice, Law Enforcement, Security, Ethics And Values, Listening, Observation, Situational Awareness, Teamwork
Specialization
Candidates must have a high school diploma or G.E.D. and a valid driver's license, with additional requirements for transportation roles. They must also pass a correction officer assessment or be current employees certified in the position.
ORW CORRECTION OFFICER at Ohio Department of Administrative Services
, , - Full Time
Skills Needed
Corrections, Communications, Criminology, Criminal Justice, Law Enforcement, Security, Ethics, Values, Listening, Observation, Situational Awareness, Teamwork
Specialization
Candidates must have a high school diploma or G.E.D. and a valid driver's license, with additional requirements for transportation roles. They must also pass a correction officer assessment or be current employees certified in the position.
OSP CORRECTION OFFICER at Ohio Department of Administrative Services
, , - Full Time
Skills Needed
Corrections, Communications, Criminology/Criminal Justice, Law Enforcement, Security, Ethics And Values, Listening, Observation, Situational Awareness, Teamwork
Specialization
Candidates must have a high school diploma or G.E.D. and a valid driver's license, with additional requirements for transportation roles. They must also pass a correction officer assessment or be current employees certified in the position.
RCI CORRECTION OFFICER at Ohio Department of Administrative Services
, , - Full Time
Skills Needed
Corrections, Communications, Criminology/Criminal Justice, Law Enforcement, Security, Ethics And Values, Listening, Observation, Situational Awareness, Teamwork
Specialization
Candidates must have a high school diploma or G.E.D. and a valid driver's license, with additional requirements for transportation roles. They must also pass a correction officer assessment or be current employees certified in the position.
NERC CORRECTION OFFICER at Ohio Department of Administrative Services
Cleveland, Ohio, United States - Full Time
Skills Needed
Corrections, Communications, Criminology/Criminal Justice, Law Enforcement, Security, Ethics And Values, Listening, Observation, Situational Awareness, Teamwork
Specialization
Candidates must have a high school diploma or G.E.D. and a valid driver's license, with additional requirements for transportation roles. They must also pass a correction officer assessment or be current employees certified in the position.
SCI CORRECTION OFFICER at Ohio Department of Administrative Services
, , - Full Time
Skills Needed
Corrections, Communications, Criminology, Criminal Justice, Law Enforcement, Security, Ethics, Values, Listening, Observation, Situational Awareness, Teamwork
Specialization
Candidates must have a high school diploma or G.E.D. and a valid driver's license, with specific assessments required for the position. A probationary period of 365 days is also applicable.