10 days ago Permanent Competitive
Regulatory Compliance Officer (Milan)
PIMCO Milan, Italy
Regulatory Compliance Officer (Milan)
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients’ capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capital base and deep relationships with issuers have helped us become one of the world’s largest providers of traditional and nontraditional solutions for companies that need financing and investors who seek strong risk-adjusted returns.
Since 1971, our people have shaped our organization through a high-performance inclusive culture, in which we celebrate diverse thinking. We invest in our people and strive to imprint our CORE values of Collaboration, Openness, Responsibility and Excellence. We believe each of us is here to help others succeed and this has led to PIMCO being recognized as an innovator, industry thought leader and trusted advisor to our clients.
Position Overview
PIMCO is seeking a highly skilled and motivated Compliance Expert to join its EMEA Regulatory Compliance team, based in PIMCO’s Italian Branch in Milan, Italy. The role will focus on client facing activities, marketing, and oversight on portfolio management. The successful candidate will be responsible for maintaining a best-in-class compliance program, providing pragmatic regulatory advice, and working collaboratively with compliance colleagues across PIMCO’s legal entities and branches in key locations, including London, Munich, Milan, Madrid, Paris and Zurich.
Key Responsibilities
Compliance Program Management: Maintain and enhance PIMCO’s EMEA Compliance program for Client Facing, Marketing and Portfolio Management activities, ensuring it meets industry standards and regulatory requirements
Regulatory Advisory: Provide practical compliance advice on policies and procedures to support business operations, ensuring alignment with applicable regulations
Monitoring and Testing: Conduct compliance monitoring and testing to ensure adherence to regulatory frameworks, identifying areas for improvement and implementing necessary changes
Regulatory Horizon Scanning: Perform ongoing analysis of the regulatory environment, including “horizon scanning” for changes and expectations from regulators, to enhance the compliance program
Collaboration and Project Involvement: Actively contribute to the global regulatory compliance team, focusing on Client Facing, Marketing, Portfolio Management, and Branch and License Oversight, while participating in local, regional, and global projects and working groups
Training and Development: Facilitate training sessions and workshops to educate staff on compliance policies, procedures, and best practices
Requirements
Experience: Proven experience in managing compliance monitoring programs, with a strong emphasis on risk-based and audit-ready frameworks
Regulatory Knowledge: In-depth understanding of Italian and EU regulatory requirements relevant to PIMCO EMEA, with the ability to interpret and apply these regulations effectively.
Communication Skills: Excellent organizational and communication skills, with the ability to present complex information clearly and concisely to diverse audiences
Attention to Detail: Diligent record-keeping and a meticulous, detail-oriented approach to compliance functions, ensuring accuracy and thoroughness in all activities
Team Orientation: A collaborative team player with a strong client service orientation, capable of fostering positive working relationships across various departments
Adaptability: Flexibility in addressing complex regulatory matters while maintaining a clear understanding of business needs and objectives
Professional Standards: Commitment to the highest professional standards and a client service orientation, ensuring that compliance practices support the overall business strategy
Equal Employment Opportunity and Affirmative Action Statement
PIMCO recruits and hires qualified candidates without regard to race, national origin, ancestry, religion (including religious dress and grooming practices), sex (including pregnancy, childbirth, breastfeeding, or related medical conditions), sexual orientation, gender (including gender identity and expression), age, military or veteran status, disability (physical or mental), any factor prohibited by law, and as such affirms in policy and practice to support and promote the concept of equal employment opportunity and affirmative action, in accordance with all applicable federal, state, provincial and municipal laws. The company also prohibits discrimination on other basis such as medical condition, or marital status under applicable laws.
Applicants with Disabilities
PIMCO is an Equal Employment Opportunity/Affirmative Action employer. We provide reasonable accommodation for qualified individuals with disabilities, including veterans, in job application procedures. If you have any difficulty using our online system due to a disability and you would like to request an accommodation, you may contact us at 949-720-7744 and leave a message. This is a dedicated line designed exclusively to assist job seekers with disabilities to apply online. Only messages left for this purpose will be considered. A response to your request may take up to two business days.
Job ID R10517

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