Posted Date
8/21/2025
Description
Sr Manager, AML Risk Assessment
Anti-Money Laundering (AML) is a key risk function within Capital One’s Compliance & Ethics (C&E). In this role, you will work within Capital One’s AML Program Risk Office (AMLPRO), and partner with stakeholders across all of Capital One’s lines of businesses. You will be responsible for leading a team of risk assessors through the execution of Capital One’s enterprise-wide money laundering and sanctions risk assessment. This leader will also be responsible for driving quality and consistency in the analysis and interpretation of results for risk assessments and helping the business understand implications of potential recommendations and determine next steps.
Senior Risk Managers at Capital One are highly motivated Risk Management professionals with excellent project management and communication skills. They have a high level of exposure across lines of business and the opportunity to work with Executives to create and implement innovative solutions to identify and mitigate potential risks to the Company.

BASIC QUALIFICATIONS:

• Bachelor’s Degree or Military experience
• At least 5 years of compliance experience within financial services, or at least 5 years of risk management experience within financial services, or at least 5 years of audit experience, or a combination
• At least 5 years of project management experience
• At least 5 years of people management experience
• At least 3 years of experience with Google Suites

PREFERRED QUALIFICATIONS:

• Master’s degree
• 7+ years of experience within financial services compliance, risk management, or audit
• 7+ years of project management experience
• 7+ years of people management experience
• CRCM, CAMS, or CFE certification, or willingness to pursue
• Understanding of data analytics tools and concepts

BASIC QUALIFICATIONS:

• Bachelor’s Degree or Military experience
• At least 5 years of compliance experience within financial services, or at least 5 years of risk management experience within financial services, or at least 5 years of audit experience, or a combination
• At least 5 years of project management experience
• At least 5 years of people management experience
• At least 3 years of experience with Google Suites

PREFERRED QUALIFICATIONS:

• Master’s degree
• 7+ years of experience within financial services compliance, risk management, or audit
• 7+ years of project management experience
• 7+ years of people management experience
• CRCM, CAMS, or CFE certification, or willingness to pursue
• Understanding of data analytics tools and concepts

RESPONSIBILITIES:

• Manage and develop a team of risk assessors
• Lead the execution of the enterprise Money Laundering and Sanctions risk assessment.
• Leverage industry benchmarking to determine best practices and lessons learned regarding components of the AML and Sanctions Risk framework.
• Collaborate effectively across multiple organizations such as Operational Risk Management, Enterprise Risk Management, Compliance, Business Risk Offices, Operational Risk Sub-Steward organizations, Information Technology, etc. to achieve objectives.
• Monitor AML and sanctions related issues and recommendations stemming from the various assessments performed under the risk and controls organization.
• Write and revise documents such as policies, standards, procedures, and guidelines. Develop and enhance processes, tools, templates, and job aides. Write, contribute to, edit, and deliver presentations that aid in the design, development, refinement, and usage of Risk methods.
• Partner with oversight groups to advance Capital One’s risk assessments.
• Interface with regulators and audit partners, representing the AML Risk Assessment function.
• Engage in new projects and ad-hoc leadership activities, as requested by senior leadership.

RESPONSIBILITIES:

• Manage and develop a team of risk assessors
• Lead the execution of the enterprise Money Laundering and Sanctions risk assessment.
• Leverage industry benchmarking to determine best practices and lessons learned regarding components of the AML and Sanctions Risk framework.
• Collaborate effectively across multiple organizations such as Operational Risk Management, Enterprise Risk Management, Compliance, Business Risk Offices, Operational Risk Sub-Steward organizations, Information Technology, etc. to achieve objectives.
• Monitor AML and sanctions related issues and recommendations stemming from the various assessments performed under the risk and controls organization.
• Write and revise documents such as policies, standards, procedures, and guidelines. Develop and enhance processes, tools, templates, and job aides. Write, contribute to, edit, and deliver presentations that aid in the design, development, refinement, and usage of Risk methods.
• Partner with oversight groups to advance Capital One’s risk assessments.
• Interface with regulators and audit partners, representing the AML Risk Assessment function.
• Engage in new projects and ad-hoc leadership activities, as requested by senior leadership.