COMPANY OVERVIEW

Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.
IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.
Barron’s has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.

QUALIFICATIONS:

• Background in Trade Surveillance or Compliance preferred
• Strong product knowledge of equity or exchange-traded derivative markets, or, preferably, both
• Solid academic background
• Solid knowledge of the different types of market abuse
• Solid knowledge of EU market conduct rules and regulations is desirable, as is experience with MAR/ MiFID/ MiFIR regulations.
• Good understanding of how technology is applied to business and regulatory problems
• Good oral and written communication skills
• Ability to work in a small team and fast-paced environment, and to work independently and to multitask with minimal supervision
• Strong analytical thinking and attention to detail
• Strong judgment and decision-making skills
  If you are motivated, have strong initiative, and are analytical and methodical, we can offer you a position that will both challenge and reward you while you become part of a team that is one of the world’s strongest brokerage brands.
  

  LI-RB

• Conducting trade surveillance monitoring of client activity on EEA markets, for potential insider dealing or market manipulation
• Ensuring appropriate and timely alert management, following standards for closure or escalation
• Documenting surveillance reviews, investigations, and other activities following guidelines
• Assisting with the ongoing design, development and calibration of alert reports and systems to help identify potential suspicious behaviour
• Preparing STORs for submission to FCA or CBI
• Assisting with written responses to inquiries from the FCA, CBI, other European regulators or trading venues regarding IBKR client activity
• Liaising with global colleagues to ensure all impacted IBKR entities are informed of suspicious activity