JOB DESCRIPTION:

The FCRM Enterprise Testing Quality Assurance (QA) Team is a key activity for measuring quality in FCRM Enterprise Testing process execution in line with departmental procedures and established standards. The QA Team is responsible for executing a formalized QA program, focusing on the operating effectiveness of the FCRM Enterprise Testing program.
The Senior Analyst, FCRM Testing QA will be responsible for conducting Quality Assurance reviews to ensure the effectiveness and consistency of our AML, Sanctions, and ABAC testing program. The execution of the program is based on a risk-focused, sampled bases approach performed monthly by the FCRM Enterprise Testing QA staff. The position may assume leadership of the engagement and have responsibility for completion of end-to-end QA reviews.
This position will be responsible for QA testing key controls and processes within TD’s Financial Intelligence Unit (FIU) including, but not limited to, teams responsible for transaction monitoring, high-risk investigations, regulatory reporting, demarkets, and sanctions operations .

EDUCATION & EXPERIENCE:

• University degree/college diploma or equivalent
• Relevant professional designations and/or certifications preferred (ex. CAMS)
• 4+ years relevant experience within a challenge function (e.g., Internal Audit, QA/QC, ORM, Risk Oversight) within the financial services industry
• In depth knowledge of AML/ATF regulations (PCMLTFA and associated Regulations), financial crime typologies, and control testing frameworks
• Strong interpersonal skills to facilitate working with business unit, FCRM advisory, senior management, and business partners at all levels.

WHO WE ARE:

TD is one of the world’s leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.
TD is deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing. As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether you’ve got years of banking experience or are just starting your career in financial services, we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs, we’re here to support you towards your goals. As an organization, we keep growing – and so will you.

• Independently executes Quality Assurance reviews of FCRM Enterprise Testing engagements, in adherence to formalized QA procedures
• Develops documentation and results reporting in-line with requirements
• Understands the Banks financial crimes obligations and requirements and effectively applies that understanding in the execution of their work
• Understands the use of controls for managing financial crimes risk and applies this understanding to independently evaluate controls effectiveness and develop recommendations for enhancement
• Work independently as a subject matter expert of the functional area and/or business are supported and applicable regulatory requirements, and may coach and educate others
• Execute on more complex and/or non-standard requests
• Undertake and complete a variety of projects and initiatives as part of the testing function, may include the integration of cross functional processes within own area of expertise
• Performs complex analysis and reporting
• Reports to a Manager role