WHAT WILL YOU BRING TO THE TABLE?

• Minimum 2 years of progressive experience in KYC, AML, Transaction Monitoring or Compliance roles
• CAMS or other related designations or certifications are considered an asset
• Proficient with FINTRAC guidelines
• Ability to work independently and as a collaborative team player, in a dynamic setting
• Strong organizational, communication and interpersonal skills
• Well-developed analytical and decision-making abilities to make accurate and appropriate judgments on compliance-related matters
• Ability to foster strong working relationships with both colleagues and external partners
• Ability to multitask and meet deadlines

ABOUT THIS ROLE

The Compliance Analyst is responsible for ensuring adherence to regulatory standards and internal policies. This role involves facilitating onboarding procedures, including Know Your Customer (KYC) and Know Your Business (KYB) verification, conducting transaction monitoring and scheduled audits, maintaining record integrity, contributing to risk mitigation strategies, and serving as a key liaison between compliance and operations departments.

THESE ARE SOME OF THE KEY INGREDIENTS TO THE ROLE:

Compliance Analyst Responsibilities:

• Conduct thorough onboarding and review KYC/KYB escalations for new and current partners, adhering to internal policies.
• Analyze intricate corporate structures and Ultimate Beneficial Owners (UBOs).
• Regularly monitor, assess, and update partner profiles based on risk assessments and changes in status.
• Provide guidance on complex or high-risk partner cases.
• Ensure ongoing compliance with company policies and relevant regulations.
• Maintain and update the AML Compliance Program Risk and Controls Matrix (RCM).
• Compile documentation for internal and external audits, as well as regulatory inquiries.
• Review AML and transaction monitoring alerts.
• Conduct investigations and generate regulatory reports.
• Facilitate knowledge sharing and cross-functional training initiatives.