Our Financial Services Compliance and Regulation (FSCR) practice help firms to build, manage and protect their business in an ever-changing regulatory environment. Our multi-disciplinary team assists with and advises on the design, development, implementation and remediation of regulatory compliance, governance and risk programs. We also provide global registration/authorisation assistance, regulatory advice, investigations and regulators’ and commission reviews, M&A regulatory and operational due diligence, risk management, compliance secondments and a regulatory host to allow start-ups to achieve rapid launch whilst maintaining compliance. We focus on a range of matters including financial crime, compliance risk management, prudential matters, compliance monitoring and regulatory reporting. Projects can be large one-off engagements or ongoing retained services.
As an Analyst in our FSCR practice, you will develop a detailed knowledge of both UK and US regulatory requirements and gain exposure a wide range of financial services firms. Come aboard and become a key player in supporting our clients!

• Participate in a range of regulatory projects which may include financial crime/AML advisory projects, compliance, risk management and governance reviews, skilled person reviews, regulatory due diligence reviews and more
• Support our retained clients through compliance monitoring visits, creating client reports and advising firms how regulations apply to and impact their business
• Assisting in the submission of regulatory applications to the FCA, SEC and CFTC
• Onboarding clients to our regulatory hosting business through review of their business models and undertaking background checks
• Conduct research and draft advice on UK and other applicable regulations
• Support with management of day-to-day client relationships and project management activities
• Training in regulations applicable to the UK regulatory environment, and more globally when required
• Developing and tailoring compliance manuals and other compliance documentation for clients
• Establishing clients’ compliance infrastructure
• Potential for secondments and project work with clients
• Managing internal regulatory reporting schedules
• Attendance at internal and external seminars, developing you networking skills