RANKED AS ONE OF THE TOP 100 FINANCIAL ADVISERS IN THE COUNTRY WITH THE FT ADVISER TOP 100 FOR FIVE CONSECUTIVE YEARS TO 2024.

At Douglas Steers and Company, we are dedicated to helping our clients achieve their financial goals through expert advice, strategic planning, and personalised financial solutions. We pride ourselves on fostering a collaborative and supportive environment, valuing every team member’s contribution while promoting continuous professional development.

POSITION OVERVIEW:

We are looking for a Trainee Financial Adviser to join our team. The successful candidate will be responsible for supporting our Financial Advisers in preparing financial plans, conducting research into investment options, liaising with third parties to gather financial information and maintaining accurate client records.

• Candidates will ideally hold a Level 4 Diploma in Regulated Financial Planning or be working towards this as a minimum.
• Full training plan and career path, within a stable business environment. Once fully qualified the role would extend and ultimately be that of advising existing and new clients on their financial planning requirements and provide great earning potential.

KEY RESPONSIBILITIES WILL INCLUDE BUT ARE NOT LIMITED TO:

• Providing comprehensive administrative support to advisers, ensuring smooth and efficient daily operations
• Collating and organising client financial information, ensuring accuracy and completeness
• Preparing detailed illustrations and client valuations in preparation for client meetings
• Conducting thorough fund research to support financial planning recommendations
• Compiling and drafting Suitability Reports, ensuring they align with clients’ financial objectives and regulatory requirements
• Ensuring client files remain fully compliant with industry standards and company policies
• Managing cases from start to finish, ensuring all actions are completed on time and to a high standard, with regular updates provided to clients and advisers

We are looking for a Trainee Financial Adviser to join our team. The successful candidate will be responsible for supporting our Financial Advisers in preparing financial plans, conducting research into investment options, liaising with third parties to gather financial information and maintaining accurate client records.

• Candidates will ideally hold a Level 4 Diploma in Regulated Financial Planning or be working towards this as a minimum.
• Full training plan and career path, within a stable business environment. Once fully qualified the role would extend and ultimately be that of advising existing and new clients on their financial planning requirements and provide great earning potential