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Senior Lead Regulatory Relations Specialist (Internal Audit) at Wells Fargo
New York, New York, USA - Full Time
Skills Needed
Management Skills, Training, Finance, Communication Skills, Project Management Skills, Regulatory Agencies, Public Affairs
Specialization
Advanced degree or certifications (e.g. cia cpa cisa) preferred
Qualification
Graduate
Experience Required
Minimum 7 year(s)
Lead Risk Analytics Consultant at Wells Fargo
Minneapolis, Minnesota, USA - Full Time
Skills Needed
Data Mapping, Mining, Relational Databases, Pivot Tables, Training, Database Design, Sas, General Ledger, Teams, Tableau, Python, Sql Server, Toad, Analytical Skills, Unix, Teradata, Credit Reporting, Risk Analytics, Modeling, Communication Skills, Oracle
Qualification
Graduate
Experience Required
Minimum 5 year(s)
BSA/AML Consumer Lending Principal Business Accountability Specialist at Wells Fargo
Wilmington, Delaware, USA - Full Time
Skills Needed
Project Management Skills, Consumer Lending, Training, Merchant Services, Due Diligence, Control Testing, Regulatory Affairs, Finance, Regulatory Reporting, Suspicious Activity Reporting, Occ, Business Operations, Sar, Cams
Specialization
Business finance risk management or related discipline
Qualification
Graduate
Registered Client Associate at Wells Fargo
Honolulu, HI 96813, USA - Full Time
Skills Needed
Powerpoint, Microsoft Office, Training, Financial Services, Outlook, Excel
Qualification
Graduate
Lead Treasury Management Consultant at Wells Fargo
Saint Petersburg, Florida, USA - Full Time
Skills Needed
Training, Payments, Liquidity, Treasury Management, Emerging Trends, Strategic Leadership
Qualification
Graduate
Treasury Management Coordinator at Wells Fargo
Charlotte, North Carolina, USA - Full Time
Skills Needed
Training, Treasury Management, Presentation Skills, Communication Skills
Qualification
Graduate
Senior Supervisory Control Specialist at Wells Fargo
Charlotte, NC 28202, USA - Full Time
Skills Needed
Casualty Insurance, Excel, Risk Management Consulting, Communication Skills, Training, Management Skills, Conflict Management, Outlook, Health, Business Units, Microsoft Office
Qualification
Graduate
Experience Required
Minimum 1 year(s)
Business Execution Associate at Wells Fargo
Irving, Texas, USA - Full Time
Skills Needed
Microsoft Office, Critical Thinking, Merchant Services, Excel, Risk, Business Knowledge, Powerpoint, Editing, Outlook, Training
Qualification
Graduate
Experience Required
Minimum 1 year(s)
Bilingual Spanish Teller Part Time El Monte at Wells Fargo
El Monte, California, United States - Full Time
Skills Needed
Customer Service, Bilingual, Cash Handling, Teamwork, Integrity, Professionalism, Risk Identification, Judgment, Operational Activities, Relationship Building, Digital Solutions, Financial Needs Assessment, Technology Education, Complex Transactions, Policy Adherence, Fraud Prevention
Specialization
Candidates must have at least 6 months of customer interaction experience and be bilingual in Spanish and English. Desired qualifications include a customer service focus and the ability to handle complex transactions.
Personal Banker Charleston Ashley Plaza at Wells Fargo
Charleston, SC 29407, USA - Full Time
Skills Needed
Evaluations, Instructions, Benefits Management, Military Recruiting, Complex Transactions, Customer Service, Technology, Training, Email, Regulations
Qualification
Graduate
Experience Required
Minimum 6 year(s)
Senior Lead Product Manager for Commercial Client Profitability Tools at Wells Fargo
Charlotte, North Carolina, USA - Full Time
Skills Needed
Commercial Banking, Sql, Data Profiling, Training, Financial Modeling, Data Quality, Excel, Financials, Process Management, Power Bi, Ownership, Technology Trends, Python, Management Skills, Automation, Critical Thinking, Strategic Planning, Agile Methodologies
Qualification
Graduate
Experience Required
Minimum 5 year(s)
Institutional Investment Operations Associate-FX Settlements and Swift mess at Wells Fargo
Bengaluru, karnataka, India - Full Time
Skills Needed
Operational Support, Customer Service, Cash Payments, Securities Settlement, Asset Servicing, General Ledger Reconciliation, Issue Resolution, Data Gathering, Collaboration, Judgment, Client Account Onboarding, Funding Operations, Custodial Operations, Structured Loan Operations, Isda Issues, Risk Management
Specialization
6+ months of Institutional Investment Operations experience is required. Equivalent experience can be demonstrated through work experience, training, military experience, or education.
Personal Banker Santa Rosa at Wells Fargo
Santa Rosa, California, United States - Full Time
Skills Needed
Customer Service, Relationship Building, Proactive Outreach, Bank Products Knowledge, Team Collaboration, Fraud Prevention, Integrity, Professionalism, Technology Education, Complex Transactions, Financial Needs Assessment, Communication, Problem Solving, Military Experience, Cash Handling, Regulatory Compliance
Specialization
Candidates must have at least 6 months of customer interaction experience. Desired qualifications include a customer service focus, ability to handle complex transactions, and experience in building strong customer relationships.
Senior Commercial Loan Servicing Specialist at Wells Fargo
Charlotte, North Carolina, USA - Full Time
Skills Needed
Customer Service, Communication Skills, Training, Critical Thinking
Qualification
Graduate
Experience Required
Minimum 4 year(s)
Business Analyst - Contact Center Product at Wells Fargo
Shoreview, MN 55126, USA - Full Time
Skills Needed
Product Delivery, Research Projects, Sas, Training, Enterprise Databases, Sql, Tableau, Communication Skills, Technological Solutions, Testing, Research, Teams
Qualification
Graduate
Experience Required
Minimum 4 year(s)
Senior Business Analyst (contract) at Wells Fargo
Charlotte, NC 28262, USA - Full Time
Skills Needed
Microsoft Excel, Sql, Agile Environment, Management Skills, Functional Support, Alteryx, Reporting, Data Preparation, Test Planning
Qualification
Graduate
Experience Required
Minimum 5 year(s)
Infrastructure Engineering Senior Manager at Wells Fargo
West Des Moines, IA 50265, USA - Full Time
Skills Needed
Json, Collaboration, Training, Technology, Communication Skills, It Operations, Operating System Administration, Leadership, Analytical Skills, Kafka
Qualification
Graduate
Experience Required
Minimum 5 year(s)
Product Engineering Lead - Executive Director at Wells Fargo
Iselin, New Jersey, USA - Full Time
Skills Needed
Azure, Training, Management Skills, Agile, Platforms, Leadership, Aws
Qualification
Graduate
Experience Required
Minimum 1 year(s)
Lead Infrastructure as Code (IaC) Developer at Wells Fargo
Charlotte, North Carolina, USA - Full Time
Skills Needed
Training, Friction, Azure, Aws, Kubernetes, Flux
Qualification
Graduate
Experience Required
Minimum 2 year(s)
Cybersecurity Policy and AI Governance Program Lead Information Security An at Wells Fargo
Minneapolis, Minnesota, USA - Full Time
Skills Needed
Thinking Skills, Encryption, Regulations, It, Domain Experience, Information Protection, Internal Customers, Infrastructure, Key Management, Escalation, Finesse, Vulnerability Management, Incident Response, Dlp, Loss Prevention, Regulated Industry, Reporting
Specialization
3+ years of experience with core security technologies such as cryptography certificate and key management data loss prevention (dlp) information protection vulnerability management cloud governance and incident response
Qualification
Trade Certificate
Experience Required
Minimum 1 year(s)
Senior Lead Regulatory Relations Specialist (Internal Audit) at Wells Fargo
New York, New York, USA -
Full Time


Start Date

Immediate

Expiry Date

16 Nov, 25

Salary

305000.0

Posted On

16 Aug, 25

Experience

7 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

No

Skills

Management Skills, Training, Finance, Communication Skills, Project Management Skills, Regulatory Agencies, Public Affairs

Industry

Financial Services

Description

PAY RANGE

Reflected is the base pay range offered for this position. Pay may vary depending on factors including but not limited to achievements, skills, experience, or work location. The range listed is just one component of the compensation package offered to candidates.
$159,000.00 - $305,000.00

APPLICANTS WITH DISABILITIES

To request a medical accommodation during the application or interview process, visit Disability Inclusion at Wells Fargo .

WELLS FARGO RECRUITMENT AND HIRING REQUIREMENTS:

a. Third-Party recordings are prohibited unless authorized by Wells Fargo.
b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process

Required Qualifications, US:

  • 7+ years of Regulatory Relations experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, educatio

Desired Qualifications:

  • Strong understanding of regulatory expectations from the Federal Reserve Board, Office of Comptroller of Currency, and the Consumer Financial Protection Bureau
  • Proven ability to manage complex projects and regulatory engagements.
  • Excellent communication and stakeholder management skills, including experience working with senior executives and regulators.
  • Capable of initiating action and possess strong vision, execution and relationship management skills across the organization, as well as with the regulators.
  • Familiarity with CSI protocols and enterprise compliance standards.
  • Experience with automation and data analytics tools is a plus
  • Experience supporting Enterprise Functions (Finance, Human Resource, Public Affairs, Data) and/or Technology Audit groups.
  • Prior experience in a regulatory liaison or exam management role at a large financial institution
  • Advanced degree or certifications (e.g., CIA, CPA, CISA) preferred
  • Understanding of the regulatory agencies responsible for supervision over large banks including their operating structure, processes, approach to developing supervisory plans, exam schedule and coordination with local exam teams
  • Strong Project Management skills
  • Deep understanding of ever-evolving governance processes and regulatory environments.
  • Excellent verbal, written, and interpersonal communication skill
Responsibilities

Wells Fargo is seeking a Senior Lead Regulatory Relations Specialist to join our Internal Audit Regulatory Relations team. This team leads regulatory engagement for Internal Audit, develops a holistic view of regulatory activities and themes, and ensures proactive regulatory issue management. This role will specifically support Enterprise Functions and the Enterprise Technology Audit Group, playing a critical role in managing regulatory interactions and ensuring alignment with enterprise standards.

In this role, you will:

  • Regulatory Engagement Strategy: Lead cross-functional initiatives to establish and maintain the strategy, governance, and procedures for managing regulatory engagements within Internal Audit.
  • Regulatory Exams Management: Oversee Internal Audit’s involvement in regulatory exams related to Enterprise Functions (Finance, HR, Public Affairs, Data) and Enterprise Technology. Manage exam schedules, meetings, and information requests.
  • Executive Liaison for Supervisory Meetings: Coordinate and lead regulatory meetings for Chief Audit Directors, including agenda development, material preparation, and follow-up tracking.
  • Supervisory Meeting Oversight: Manage day-to-day regulatory meetings, including scheduling, documentation, attendee coordination, and follow-up actions.
  • Confidential Supervisory Information (CSI) Compliance: Support execution of the CSI program to ensure compliance with enterprise and regulatory requirements, including controls to prevent unauthorized disclosure.
  • Program Management & Administration: Contribute to the development of policies, training, reporting, and governance processes. Drive automation and data analytics opportunities within the regulatory relations portfolio.
  • Cross-Functional Collaboration: Partner with Wells Fargo’s Regulatory Relations and Legal teams to ensure consistent and compliant regulatory engagement.
  • Leadership & Mentorship: Manage projects across geographies, mentor team members, and delegate work effectively.

Required Qualifications, US:

  • 7+ years of Regulatory Relations experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Desired Qualifications:

  • Strong understanding of regulatory expectations from the Federal Reserve Board, Office of Comptroller of Currency, and the Consumer Financial Protection Bureau
  • Proven ability to manage complex projects and regulatory engagements.
  • Excellent communication and stakeholder management skills, including experience working with senior executives and regulators.
  • Capable of initiating action and possess strong vision, execution and relationship management skills across the organization, as well as with the regulators.
  • Familiarity with CSI protocols and enterprise compliance standards.
  • Experience with automation and data analytics tools is a plus
  • Experience supporting Enterprise Functions (Finance, Human Resource, Public Affairs, Data) and/or Technology Audit groups.
  • Prior experience in a regulatory liaison or exam management role at a large financial institution
  • Advanced degree or certifications (e.g., CIA, CPA, CISA) preferred
  • Understanding of the regulatory agencies responsible for supervision over large banks including their operating structure, processes, approach to developing supervisory plans, exam schedule and coordination with local exam teams
  • Strong Project Management skills
  • Deep understanding of ever-evolving governance processes and regulatory environments.
  • Excellent verbal, written, and interpersonal communication skills

Job Expectations:

  • Ability to travel up to 10% of the time
  • This position does not offer VISA sponsorship
Senior Lead Regulatory Relations Specialist (Internal Audit) at Wells Fargo
New York, New York, USA - Full Time
Skills Needed
Management Skills, Training, Finance, Communication Skills, Project Management Skills, Regulatory Agencies, Public Affairs
Specialization
Advanced degree or certifications (e.g. cia cpa cisa) preferred
Qualification
Graduate
Experience Required
Minimum 7 year(s)
Lead Risk Analytics Consultant at Wells Fargo
Minneapolis, Minnesota, USA - Full Time
Skills Needed
Data Mapping, Mining, Relational Databases, Pivot Tables, Training, Database Design, Sas, General Ledger, Teams, Tableau, Python, Sql Server, Toad, Analytical Skills, Unix, Teradata, Credit Reporting, Risk Analytics, Modeling, Communication Skills, Oracle
Qualification
Graduate
Experience Required
Minimum 5 year(s)
BSA/AML Consumer Lending Principal Business Accountability Specialist at Wells Fargo
Wilmington, Delaware, USA - Full Time
Skills Needed
Project Management Skills, Consumer Lending, Training, Merchant Services, Due Diligence, Control Testing, Regulatory Affairs, Finance, Regulatory Reporting, Suspicious Activity Reporting, Occ, Business Operations, Sar, Cams
Specialization
Business finance risk management or related discipline
Qualification
Graduate
Registered Client Associate at Wells Fargo
Honolulu, HI 96813, USA - Full Time
Skills Needed
Powerpoint, Microsoft Office, Training, Financial Services, Outlook, Excel
Qualification
Graduate
Lead Treasury Management Consultant at Wells Fargo
Saint Petersburg, Florida, USA - Full Time
Skills Needed
Training, Payments, Liquidity, Treasury Management, Emerging Trends, Strategic Leadership
Qualification
Graduate
Treasury Management Coordinator at Wells Fargo
Charlotte, North Carolina, USA - Full Time
Skills Needed
Training, Treasury Management, Presentation Skills, Communication Skills
Qualification
Graduate
Senior Supervisory Control Specialist at Wells Fargo
Charlotte, NC 28202, USA - Full Time
Skills Needed
Casualty Insurance, Excel, Risk Management Consulting, Communication Skills, Training, Management Skills, Conflict Management, Outlook, Health, Business Units, Microsoft Office
Qualification
Graduate
Experience Required
Minimum 1 year(s)
Business Execution Associate at Wells Fargo
Irving, Texas, USA - Full Time
Skills Needed
Microsoft Office, Critical Thinking, Merchant Services, Excel, Risk, Business Knowledge, Powerpoint, Editing, Outlook, Training
Qualification
Graduate
Experience Required
Minimum 1 year(s)
Bilingual Spanish Teller Part Time El Monte at Wells Fargo
El Monte, California, United States - Full Time
Skills Needed
Customer Service, Bilingual, Cash Handling, Teamwork, Integrity, Professionalism, Risk Identification, Judgment, Operational Activities, Relationship Building, Digital Solutions, Financial Needs Assessment, Technology Education, Complex Transactions, Policy Adherence, Fraud Prevention
Specialization
Candidates must have at least 6 months of customer interaction experience and be bilingual in Spanish and English. Desired qualifications include a customer service focus and the ability to handle complex transactions.
Personal Banker Charleston Ashley Plaza at Wells Fargo
Charleston, SC 29407, USA - Full Time
Skills Needed
Evaluations, Instructions, Benefits Management, Military Recruiting, Complex Transactions, Customer Service, Technology, Training, Email, Regulations
Qualification
Graduate
Experience Required
Minimum 6 year(s)
Senior Lead Product Manager for Commercial Client Profitability Tools at Wells Fargo
Charlotte, North Carolina, USA - Full Time
Skills Needed
Commercial Banking, Sql, Data Profiling, Training, Financial Modeling, Data Quality, Excel, Financials, Process Management, Power Bi, Ownership, Technology Trends, Python, Management Skills, Automation, Critical Thinking, Strategic Planning, Agile Methodologies
Qualification
Graduate
Experience Required
Minimum 5 year(s)
Institutional Investment Operations Associate-FX Settlements and Swift mess at Wells Fargo
Bengaluru, karnataka, India - Full Time
Skills Needed
Operational Support, Customer Service, Cash Payments, Securities Settlement, Asset Servicing, General Ledger Reconciliation, Issue Resolution, Data Gathering, Collaboration, Judgment, Client Account Onboarding, Funding Operations, Custodial Operations, Structured Loan Operations, Isda Issues, Risk Management
Specialization
6+ months of Institutional Investment Operations experience is required. Equivalent experience can be demonstrated through work experience, training, military experience, or education.
Personal Banker Santa Rosa at Wells Fargo
Santa Rosa, California, United States - Full Time
Skills Needed
Customer Service, Relationship Building, Proactive Outreach, Bank Products Knowledge, Team Collaboration, Fraud Prevention, Integrity, Professionalism, Technology Education, Complex Transactions, Financial Needs Assessment, Communication, Problem Solving, Military Experience, Cash Handling, Regulatory Compliance
Specialization
Candidates must have at least 6 months of customer interaction experience. Desired qualifications include a customer service focus, ability to handle complex transactions, and experience in building strong customer relationships.
Senior Commercial Loan Servicing Specialist at Wells Fargo
Charlotte, North Carolina, USA - Full Time
Skills Needed
Customer Service, Communication Skills, Training, Critical Thinking
Qualification
Graduate
Experience Required
Minimum 4 year(s)
Business Analyst - Contact Center Product at Wells Fargo
Shoreview, MN 55126, USA - Full Time
Skills Needed
Product Delivery, Research Projects, Sas, Training, Enterprise Databases, Sql, Tableau, Communication Skills, Technological Solutions, Testing, Research, Teams
Qualification
Graduate
Experience Required
Minimum 4 year(s)
Senior Business Analyst (contract) at Wells Fargo
Charlotte, NC 28262, USA - Full Time
Skills Needed
Microsoft Excel, Sql, Agile Environment, Management Skills, Functional Support, Alteryx, Reporting, Data Preparation, Test Planning
Qualification
Graduate
Experience Required
Minimum 5 year(s)
Infrastructure Engineering Senior Manager at Wells Fargo
West Des Moines, IA 50265, USA - Full Time
Skills Needed
Json, Collaboration, Training, Technology, Communication Skills, It Operations, Operating System Administration, Leadership, Analytical Skills, Kafka
Qualification
Graduate
Experience Required
Minimum 5 year(s)
Product Engineering Lead - Executive Director at Wells Fargo
Iselin, New Jersey, USA - Full Time
Skills Needed
Azure, Training, Management Skills, Agile, Platforms, Leadership, Aws
Qualification
Graduate
Experience Required
Minimum 1 year(s)
Lead Infrastructure as Code (IaC) Developer at Wells Fargo
Charlotte, North Carolina, USA - Full Time
Skills Needed
Training, Friction, Azure, Aws, Kubernetes, Flux
Qualification
Graduate
Experience Required
Minimum 2 year(s)
Cybersecurity Policy and AI Governance Program Lead Information Security An at Wells Fargo
Minneapolis, Minnesota, USA - Full Time
Skills Needed
Thinking Skills, Encryption, Regulations, It, Domain Experience, Information Protection, Internal Customers, Infrastructure, Key Management, Escalation, Finesse, Vulnerability Management, Incident Response, Dlp, Loss Prevention, Regulated Industry, Reporting
Specialization
3+ years of experience with core security technologies such as cryptography certificate and key management data loss prevention (dlp) information protection vulnerability management cloud governance and incident response
Qualification
Trade Certificate
Experience Required
Minimum 1 year(s)
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