ABOUT US

UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.
We have a presence in all major financial centers in more than 50 countries.

We are looking for a Compliance Officer to join the Wealth Management Business Aligned Compliance & Operational Risk Control (C&ORC) team to:

• deliver high-quality Compliance and Operational Risk Control (C&ORC) advisory support to Business and Support functions, ensuring alignment with applicable laws, regulations, and internal policies
• conduct C&ORC reviews, provide sign-offs, and grant approvals as required by internal processes
• perform in-depth analysis of regulatory changes and support the Business in implementing necessary adjustments
• offer comprehensive C&ORC guidance on a broad range of matters, including investment suitability, product governance, and cross-border considerations
• maintain and periodically update the Singapore Compliance Manual and relevant sections of the Operating Manual to ensure continued relevance and accuracy
• undertake ad-hoc reviews initiated by Global Functions, Business or Support units, regulators, or as required to support the Compliance Controls Team
• represent C&ORC in ad-hoc projects, contributing subject matter expertise and oversight
• conduct investigations into escalated matters or issues requiring C&ORC attention
• design and deliver compliance training programs and materials, including induction sessions and quarterly “Black Belt” training modules