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Investments Compliance Manager at St Jamess Place
United Kingdom, , United Kingdom - Full Time
Skills Needed
Financial Services, Interpersonal Skills, Money Market, Risk
Qualification
Graduate
Experience Required
Minimum 3 year(s)
Infrastructure Engineer - Hybrid at Jisc
United Kingdom, , United Kingdom - Full Time
Skills Needed
Itil, Vmware, Aws, It, Foundation, Teams, Lifelong Learning, Intune, Azure, Commvault
Qualification
Graduate
Pharmacovigilance Specialist, Case Processing - 12 month Fixed term - remot at ProPharma Group
United Kingdom, , United Kingdom - Full Time
Skills Needed
Communication Skills, Life Sciences, Pharmacovigilance
Specialization
Life sciences
Qualification
Graduate
Experience Required
Minimum 2 year(s)
Android Software Developer at CGI
United Kingdom, , United Kingdom - Full Time
Skills Needed
Jira, Apps
Qualification
Graduate
Service Integration and ITSM Manager at Morgan Advanced Materials
United Kingdom, , United Kingdom - Full Time
Skills Needed
Drive, Vendors, It Service Management, Itil, Information Technology, User Experience, Operations, Service Integration, Self Service, Automation, Training
Specialization
Business information technology or a related field is typically preferred
Qualification
Graduate
Experience Required
Minimum 20 year(s)
Regional Operations Manager at Certas Energy UK Ltd
United Kingdom, , United Kingdom - Full Time
Skills Needed
Incident Investigation, Finance, Financials
Qualification
Graduate
Finance Manager at Codan Limited
United Kingdom, , United Kingdom - Full Time
Skills Needed
Finance, Ownership, Financial Statements, Financial Planning, Returns
Qualification
Graduate
Specialist, Site Contracts - UK- Remote at Worldwide Clinical Trials
United Kingdom, , United Kingdom - Full Time
Skills Needed
Excel, Collaboration, Clinical Research, Www, Outlook, Citizenship, Access, Ethnicity, Linkedin, Clinical Trials, Creativity, Finance, Regulatory Requirements
Specialization
Business administration finance science or related field
Qualification
Graduate
Experience Required
Minimum 1 year(s)
Field Sales Executive (Self Employed) at CCP RECRUITMENT
United Kingdom, , United Kingdom - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
Junior Full Stack Developer at Blue Pelican
United Kingdom, , United Kingdom - Full Time
Skills Needed
N/A
Qualification
Graduate
EHS Advisor - Graduate at Dornan Engineering Limited
United Kingdom, , United Kingdom - Full Time
Skills Needed
N/A
Qualification
Graduate
Graduate Audit and Quality Analyst 2019 at Capgemini Canada Inc.
United Kingdom, , United Kingdom - Full Time
Skills Needed
Report Writing, Writing
Qualification
Graduate
Associate Marketing Specialist – Field Marketing (UK full time remote, 1 ye at Aptean
United Kingdom, , United Kingdom - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
Experience Required
Minimum 1 year(s)
Part-Time Loading Systems Engineer / Industrial Door Engineer at Pickerings Lifts
United Kingdom, , United Kingdom - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
Experience Required
Minimum 2 year(s)
Working Supervisor (Drainage) at Green Spark Environmental Ltd
United Kingdom, , United Kingdom - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
Temp Marketing Communication Specialist at Morgan Advanced Materials
United Kingdom, , United Kingdom - Full Time
Skills Needed
English, Canva, Adobe Creative Suite, Advanced Materials, Communications, Social Media
Specialization
Lieu of a degree
Qualification
Graduate
Experience Required
Minimum 5 year(s)
Electrical Estimator at CP Management Solutions LTD
United Kingdom, , United Kingdom - Full Time
Skills Needed
Analytical Skills, Communication Skills, Timelines
Qualification
Graduate
Disability Analyst at Gaia Recruitment
United Kingdom, , United Kingdom - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
Experience Required
Minimum 1 year(s)
Advanced Practitioner - Sonographer at Frimley Health NHS Foundation Trust
Slough SL2 4HL, England, United Kingdom - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
General Practitioner -Move to Australia | MRCGP Fast-Track at Frontier Consulting
Birmingham, England, United Kingdom - Full Time
Skills Needed
English
Qualification
Graduate
Experience Required
Minimum 3 year(s)
Investments Compliance Manager at St Jamess Place
United Kingdom, , United Kingdom -
Full Time


Start Date

Immediate

Expiry Date

13 Aug, 25

Salary

0.0

Posted On

13 May, 25

Experience

3 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

No

Skills

Financial Services, Interpersonal Skills, Money Market, Risk

Industry

Financial Services

Description

Are you ready to chart your own career path? At SJP we need talented individuals like yourself to support our evolving culture. If you’re seeking an employer that is passionate about excellence, innovation and autonomy, SJP could be the place for you.

WHAT’S NEXT?

If you’re excited about this role and believe you have the skills and experience we’re looking for, we’d love to hear from you! Please submit an application by clicking ‘apply’ below and our team will be in touch.
As a business regulated by the FCA we would advise you to familiarise yourself with the conduct regulations and in particular consumer duty obligations prior to an interview with SJP.

What skills do you need?

  • Detailed regulatory knowledge, particularly in respect of the ‘COLL’ and ‘FUND’ sections of the FCA Handbook.
  • Detailed knowledge of Active Equity/Fixed Income, Multi-Asset, Money Market, Index and ETF.
  • Proven ability to identify, assess, and challenge conduct and regulatory risks within a business environment.
  • Ability to perform detailed reviews and provide well-reasoned, risk-based opinions.
  • Strong interpersonal skills to influence and collaborate with internal teams, including Compliance, Risk, and Business Management.
  • Proactive approach to identifying issues, proposing solutions, and supporting remediation activities.
  • High level of accuracy and focus when reviewing policies, procedures, and business activities.
  • Preferably a minimum of three years’ experience in a 1st or 2nd line risk and compliance function environment within financial services, with strong understanding of the three lines of defence model
Responsibilities

The St. James’s Place Risk and Compliance Division is committed to providing independent assurance and adding value to the SJP Group by objectively reviewing and reporting on the adequacy and effectiveness of processes and compliance controls (primarily relating to FCA Conduct Risk and PRA regulations) operated by first line management to and whether they deliver fair customer outcomes. The main purpose of the role is to contribute to the compliance culture within the SJP Group, through the delivery of second line of defence compliance monitoring, as it relates to the business strategy and day-to-day operations of the SJP Group.
Key Responsibilities:

Lead and input on Compliance priorities for SJP UTG, ensuring core understanding and adherence to all relevant laws, rules, and regulations (inc. MiFID II, COLL regulations, and applicable rules from the FCA and other regulatory bodies as appropriate).

  • Oversee the adoption and implementation of compliance policies, procedures (as aligned to SJP Group), and controls to ensure the firm’s activities are in line with regulatory standards.
  • Support development and delivery of compliance monitoring plan, recommending the review plan to the appropriate SJPUTG board committee in collaboration with the Group compliance monitoring team and Group Compliance Director.
  • Act as trusted advisor and demonstrate judgement on regulatory matters, clearly signposting regulatory risks and providing advice to UTG senior management on changes to regulatory requirements to ensure ongoing compliance with regulatory expectations and industry best practice.
  • Provide top quality advice and subject matter expertise to the Group Compliance Director, wider Compliance team and business on regulatory issues impacting SJP UTG
  • Input into the Compliance Planning cycle for SJP UTG and support with FCA supervisory relationship.
  • Provide clear concise reporting to relevant Boards and governance and management fora on regulatory priorities and issues for SJP UTG.
  • Present, where appropriate, on regulatory issues impacting SJP UTG to the SJP Board, ExCo and other relevant governance and management fora and engage with the leadership team and wider business on regulatory issues.

What skills do you need?

  • Detailed regulatory knowledge, particularly in respect of the ‘COLL’ and ‘FUND’ sections of the FCA Handbook.
  • Detailed knowledge of Active Equity/Fixed Income, Multi-Asset, Money Market, Index and ETF.
  • Proven ability to identify, assess, and challenge conduct and regulatory risks within a business environment.
  • Ability to perform detailed reviews and provide well-reasoned, risk-based opinions.
  • Strong interpersonal skills to influence and collaborate with internal teams, including Compliance, Risk, and Business Management.
  • Proactive approach to identifying issues, proposing solutions, and supporting remediation activities.
  • High level of accuracy and focus when reviewing policies, procedures, and business activities.
  • Preferably a minimum of three years’ experience in a 1st or 2nd line risk and compliance function environment within financial services, with strong understanding of the three lines of defence model.
Investments Compliance Manager at St Jamess Place
United Kingdom, , United Kingdom - Full Time
Skills Needed
Financial Services, Interpersonal Skills, Money Market, Risk
Qualification
Graduate
Experience Required
Minimum 3 year(s)
Infrastructure Engineer - Hybrid at Jisc
United Kingdom, , United Kingdom - Full Time
Skills Needed
Itil, Vmware, Aws, It, Foundation, Teams, Lifelong Learning, Intune, Azure, Commvault
Qualification
Graduate
Pharmacovigilance Specialist, Case Processing - 12 month Fixed term - remot at ProPharma Group
United Kingdom, , United Kingdom - Full Time
Skills Needed
Communication Skills, Life Sciences, Pharmacovigilance
Specialization
Life sciences
Qualification
Graduate
Experience Required
Minimum 2 year(s)
Android Software Developer at CGI
United Kingdom, , United Kingdom - Full Time
Skills Needed
Jira, Apps
Qualification
Graduate
Service Integration and ITSM Manager at Morgan Advanced Materials
United Kingdom, , United Kingdom - Full Time
Skills Needed
Drive, Vendors, It Service Management, Itil, Information Technology, User Experience, Operations, Service Integration, Self Service, Automation, Training
Specialization
Business information technology or a related field is typically preferred
Qualification
Graduate
Experience Required
Minimum 20 year(s)
Regional Operations Manager at Certas Energy UK Ltd
United Kingdom, , United Kingdom - Full Time
Skills Needed
Incident Investigation, Finance, Financials
Qualification
Graduate
Finance Manager at Codan Limited
United Kingdom, , United Kingdom - Full Time
Skills Needed
Finance, Ownership, Financial Statements, Financial Planning, Returns
Qualification
Graduate
Specialist, Site Contracts - UK- Remote at Worldwide Clinical Trials
United Kingdom, , United Kingdom - Full Time
Skills Needed
Excel, Collaboration, Clinical Research, Www, Outlook, Citizenship, Access, Ethnicity, Linkedin, Clinical Trials, Creativity, Finance, Regulatory Requirements
Specialization
Business administration finance science or related field
Qualification
Graduate
Experience Required
Minimum 1 year(s)
Field Sales Executive (Self Employed) at CCP RECRUITMENT
United Kingdom, , United Kingdom - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
Junior Full Stack Developer at Blue Pelican
United Kingdom, , United Kingdom - Full Time
Skills Needed
N/A
Qualification
Graduate
EHS Advisor - Graduate at Dornan Engineering Limited
United Kingdom, , United Kingdom - Full Time
Skills Needed
N/A
Qualification
Graduate
Graduate Audit and Quality Analyst 2019 at Capgemini Canada Inc.
United Kingdom, , United Kingdom - Full Time
Skills Needed
Report Writing, Writing
Qualification
Graduate
Associate Marketing Specialist – Field Marketing (UK full time remote, 1 ye at Aptean
United Kingdom, , United Kingdom - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
Experience Required
Minimum 1 year(s)
Part-Time Loading Systems Engineer / Industrial Door Engineer at Pickerings Lifts
United Kingdom, , United Kingdom - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
Experience Required
Minimum 2 year(s)
Working Supervisor (Drainage) at Green Spark Environmental Ltd
United Kingdom, , United Kingdom - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
Temp Marketing Communication Specialist at Morgan Advanced Materials
United Kingdom, , United Kingdom - Full Time
Skills Needed
English, Canva, Adobe Creative Suite, Advanced Materials, Communications, Social Media
Specialization
Lieu of a degree
Qualification
Graduate
Experience Required
Minimum 5 year(s)
Electrical Estimator at CP Management Solutions LTD
United Kingdom, , United Kingdom - Full Time
Skills Needed
Analytical Skills, Communication Skills, Timelines
Qualification
Graduate
Disability Analyst at Gaia Recruitment
United Kingdom, , United Kingdom - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
Experience Required
Minimum 1 year(s)
Advanced Practitioner - Sonographer at Frimley Health NHS Foundation Trust
Slough SL2 4HL, England, United Kingdom - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
General Practitioner -Move to Australia | MRCGP Fast-Track at Frontier Consulting
Birmingham, England, United Kingdom - Full Time
Skills Needed
English
Qualification
Graduate
Experience Required
Minimum 3 year(s)
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