Financial Crime Risk Oversight Specialist (1964)

at  TD Bank

JOB ACCOUNTABILITIES:

• Will support AVP in coordinating and streamlining all reporting for TDS FCRM Advisory globally.
• Will assist with management and tracking of all findings and issues.
• Provide expert/specialized regulatory compliance and prudential risk management guidance on AML/ATF /Sanctions/ABAC matters affecting covered TD businesses
• Proactively advise covered TD businesses of new and changed AML/ATF/ Sanctions/ABAC regulatory and/or policy requirements and articulate the impact to their processes and controls
• Contribute to the development and implementation of AML/ATF/Sanctions/ABAC Compliance programs
• Guide and partner with covered TD businesses through the development, implementation, oversight, and management of effective AML/ATF/Sanctions/ABAC Compliance Programs
• Escalate and manage to resolution significant issues and events
• Represent FCRM on internal or external committees relating to designated business activities as required
• Deliver subject matter expertise and AML/ATF/Sanctions/ABAC guidance to business management, including developing and maintaining management reporting and analysis
• Actively assist in developing and overseeing implementation of business line policies and procedures
• Collaborate with subject matter experts to develop and enhance methodologies for analyzing risk exposures of covered TD businesses
• Ensure respective programs/policies/practices are well managed, meets business needs, complies with internal and external requirements, and aligns with business priorities
• Consistently exercise discretion in managing correspondence, information, and all matters of confidentiality; escalate issues where appropriate
• Supports the development of annual awareness training
• Protect the interests of the organization – identify and manage risks, and ensure the prompt and thorough resolution of escalated non-standard, high-risk issues
• Actively manage relationships within and across various business lines, corporate and/or control functions and ensure alignment with enterprise and/or regulatory requirements
• Keep current on emerging issues, trends, and evolving regulatory requirements to and assess potential impacts
• Handle inquiries/requests from Internal Audit and regulators
• Maintain a culture of risk management and control, supported by effective processes in alignment with risk appetite
• Participate fully as a member of the team, support a positive work environment that promotes service to the business, quality, innovation, and teamwork and ensure timely communication of issues/ points of interest
• Provide thought leadership and/ or industry knowledge for own area of expertise in own area and participate in knowledge transfer within the team and business
• Participate in personal performance management and development activities, including cross training within own team
• Contribute to team development of skills and capabilities through mentorship of others, by sharing knowledge and experiences and leveraging best practices.
• Lead, motivate and develop relationships with internal and external business partners / stakeholders to develop productive working relationships.
• Contribute to a fair, positive, and equitable environment that supports a diverse workforce
• Act as a brand ambassador for your business area/function and the bank, both internally and/or externally
• Senior specialist with AML/ATF/ Sanctions/ABAC expertise, works independently and is accountable for managing a specialized AML/ATF/ Sanctions/ABAC function or area
• Provides comprehensive coverage for a significant business or functional area across all legal entities and jurisdictions where TD operates
• Provides AML/ATF/ Sanctions/ABAC advice to a business as FCRM representative on a complex project or change initiative.
• Provide advanced analysis and/or specialized reporting to support business partners, functional areas, or centres of expertise
• Provide guidance and support to analysts on matters related to portfolio and speciality
• Expert knowledge of the business and operational functions supported
• Typically a subject matter expert for a key functional AML/ATF/ Sanctions/ABAC area and business requirements
• Contact for business management, external/internal auditors, dealing with non-routine information
• Manage / assist with regulatory reviews including inquiries, audits, and exams
• Deep knowledge and understanding of businesses / technology, and organizational practices/ disciplines
• Identify and lead problem resolution for project/program complex requirements related issues at all levels
• Generally reports to a Senior Manager

EXPERIENCE & EDUCATION

• Undergraduate Degree
• Its for TD Securities, so knowledge of Capital Markets is an asset.
• Excellent communication skills, able to provide brief and concise updates.
• Experience preparing updates for various governing bodies.
• Organized/ management skills
• Advanced degree, professional accreditation, and/or 7+ years relevant industry experience

Please refer the Job description for details