SPECIALIST ANALYST : MARKETS, ISSUERS AND INTERMEDIARIES

at  FINANCIAL SECTOR CONDUCT AUTHORITY

KEY PERFORMANCE AREAS

• Identify shortcomings and anomalies to regulatory framework and subordinate legislation;
• Assist the Department with the analysis and assessment of conduct of OTC market participants and their compliance with applicable legislation and regulatory requirements.
• Assist with the reform of financial markets legislation to reflect operating realities as the need arises;
• Assist the Department to maintain an effective framework for supervision of Over-the-Counter Derivatives Providers (ODPs);
• Independently conduct onsite inspection and desktop reviews for ODPs and produce meaningful and insightful reports in this regard. ;
• Represent the Authority at relevant meetings of the ODPs and Industry.
• Liaise with and render appropriate regulatory guidance to stakeholders after consultation with the Senior Manager and Head of Department.

To advise the OTC Markets, Issuers and Intermediaries Department on a wide range of practices, conduct and concerns affecting the industry and allied activities. The person appointed to this position will have a direct reporting line to the Senior Manager: OTC Issuers, Markets and Counterparties.