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Investment Operations Regulatory Specialist - 12 month FTC at Octopus
City of London, England, United Kingdom - Full Time
Skills Needed
Cass, Aml, Regulatory Compliance, Operational Risk Management, Incident Resolution, Fca Regulations, Regulatory Submissions, Tax Reporting, Committee Leadership, Stakeholder Engagement, Regulatory Technology, Audit Management, Investment Operations, Client Asset Sourcebook, Anti Money Laundering, Process Change Management
Specialization
Candidates should have a comprehensive knowledge of CASS and the UK regulatory environment, with a minimum of 3 years' experience in investment operations or regulatory compliance. Relevant FCA certifications and proficiency in operational risk management are essential.
Experience Required
Minimum 2 year(s)
HR Functional Engineer (Oracle HCM) at LegalAndGeneral
London, England, United Kingdom - Full Time
Skills Needed
Oracle Hcm, Hr Processes, Payroll Processes, Data Integrity, Cloud Implementation, Configuration, Customization, Communication Skills, Technical Expertise, System Requirements, Documentation, Operational Efficiency, Compliance, Change Management, Stakeholder Engagement, User Adoption
Specialization
Candidates must have proven configuration experience in Oracle HCM and a strong understanding of HR processes and payroll. They should also possess the ability to analyze complex HR requirements and design effective solutions.
Experience Required
Minimum 5 year(s)
Staff Product Designer - Business Spend at Wise
London, England, United Kingdom - Full Time
Skills Needed
Product Design, Customer Centered Design, Prototyping, Collaboration, Visual Skills, Mobile Design, Design Systems, Evidence Based Design
Specialization
You should have over 7 years of experience as a Product Designer with a strong portfolio showcasing impactful work. Collaboration and a customer-first approach are essential, along with proficiency in mobile design and design systems.
Experience Required
Minimum 5 year(s)
Office Manager Amsterdam HQ at MultiSafepay
Amsterdam, , Netherlands - Full Time
Skills Needed
Communication Skills, English, Microsoft Office
Qualification
Graduate
Guest Experience Manager - Fitzroy Street at MAPP
London W1T, , United Kingdom - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
Experience Required
Minimum 2 year(s)
Assistant Branch Manager at teambuild
Witney, England, United Kingdom - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
Concept Development Art Director at ESPN
New York, NY 10013, USA - Full Time
Skills Needed
Buy In, Broadcast, Decision Making, Addition, Presentation Skills, Visual Identity, Base Pay, Design Skills, Creative Work, Platform Design, Typography, Photoshop, Adobe Creative Suite, Mastery, Grid Systems, Collaboration, Strategy
Qualification
Diploma
Experience Required
Minimum 5 year(s)
Paraplanner at Oakley Recruitment
NUL, England, United Kingdom - Full Time
Skills Needed
Collaboration, Software Systems
Specialization
A copy of your passport, birth certificate and ni number will be required, as part of your interview process.
Qualification
Trade Certificate
Experience Required
Minimum 2 year(s)
Complaints Officer at East Sussex County Council
Lewes, England, United Kingdom - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
Head of Custody Security at Crypto.com
London, England, United Kingdom - Full Time
Skills Needed
Security Assurance, Audit, Compliance, Cloud Security Engineering, Identity Management, Key Management, Network Security, Cloud Security, Soc Reports, Risk Assessment, Blockchain, Digital Asset Custody, Communication Skills, Problem Solving, Regulatory Requirements, Security Tools
Specialization
Candidates should have at least 8 years of experience in security assurance, audit, compliance, or cloud security engineering, with a strong understanding of IAM principles and cloud security architecture. Familiarity with blockchain platforms and experience in preparing client assurance materials are also important.
Experience Required
Minimum 10 year(s)
Certified Nursing Asst- Night Shift at Stonebridge DeSoto
Maryland Heights, Missouri, United States - Full Time
Skills Needed
Certified Nursing Aide, Compassion, Communication, Patient Care, Teamwork, Documentation, Daily Living Activities, Nutritional Support, Skin Condition Monitoring, Toileting Assistance, Weight Tracking, Empathy, Interdisciplinary Care, Resident Support, Meal Coordination, Lifting Assistance
Specialization
Candidates must be a Certified Nursing Aide in good standing or a graduate of a state-approved nursing assistant training program. High school graduation or GED is preferred, along with CPR/BLS certification and experience in long-term care.
Order Processing Administrator - Food / FMCG at VANRATH
Lisburn, Northern Ireland, United Kingdom - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
Mortgage Advisor at The Mortgage Experts
Hamilton ML3, Scotland, United Kingdom - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
.NET Developer at Computershare
Edinburgh, Scotland, United Kingdom - Full Time
Skills Needed
Design, Continuous Delivery, Automation, New Concepts, Cloud, Testing
Qualification
Graduate
Client Partner at Devtech
London EC2N 1HN, , United Kingdom - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
CNA - PART TIME & NIGHT SHIFT at La Crosse County
West Salem, WI 54669, USA - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
(Junior) Statistician / Statistical Consultant (m/f/d) at NIELSENIQ
London, England, United Kingdom - Full Time
Skills Needed
Python, Analytical Skills, R, Statistical Software
Qualification
Graduate
Media Account Manager at All Response Media
Leeds LS11 9YJ, , United Kingdom - Full Time
Skills Needed
Competitive Advantage, Presentations, Client Delivery, Team Management, Ownership
Qualification
Graduate
Experience Required
Minimum 3 year(s)
Customer Success & Service Manager at Mangrove Motorsports
Carson City, MI 48811, USA - Full Time
Skills Needed
Google Sheets, Accountability
Qualification
Graduate
Experience Required
Minimum 3 year(s)
Financial Controller at Gold Care Homes
Uxbridge UB8 1QE, , United Kingdom - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
Experience Required
Minimum 3 year(s)
Investment Operations Regulatory Specialist - 12 month FTC at Octopus
City of London, England, United Kingdom -
Full Time

Start Date

Immediate

Expiry Date

15 Jan, 26

Salary

0.0

Posted On

17 Oct, 25

Experience

2 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

No

Skills

CASS, AML, Regulatory Compliance, Operational Risk Management, Incident Resolution, FCA Regulations, Regulatory Submissions, Tax Reporting, Committee Leadership, Stakeholder Engagement, Regulatory Technology, Audit Management, Investment Operations, Client Asset Sourcebook, Anti Money Laundering, Process Change Management

Industry

Financial Services

Description
Company Description At Octopus, we’re entrepreneurs and we’re investors, on a mission to back the people, ideas and industries that will change the world. We think working here is great, but we’re understandably bias. Click here to explore Life at Octopus. Job Description What's in it for you? This role offers a unique opportunity to become a central figure in safeguarding the firm’s regulatory integrity. You’ll gain deep exposure to CASS and AML frameworks while working closely with senior stakeholders across Compliance, Risk, and Operations. As chair of the CASS Committee and lead on incident management, you’ll be empowered to influence key decisions and shape best practices. With a clear line of sight to leadership and a position at the heart of regulatory strategy, this role is ideal for someone looking to build a high-impact career in financial operations and compliance. The Team The Regulatory Oversight team is a key function within the Investment Operations department, responsible for ensuring the organisation’s compliance with all regulatory obligations, particularly those related to client assets (CASS) and Anti Money Laundering (AML). The team works cross-functionally with other departments to maintain robust operational controls and support the business in delivering compliant and efficient investment services. What you will be doing? The Investment Operations Regulatory Specialist plays a vital role in ensuring full compliance with CASS regulations and other operational regulatory requirements. As the subject matter expert for all regulatory matters within Operations, this individual will chair the CASS Committee, lead incident meetings, and take ownership of CASS-related action items. In addition, the role is positioned as a 1.5 line of defense, providing oversight and guidance to the Operations team on regulatory issues and best practices. Responsibilities include Oversee all CASS (Client Asset Sourcebook) operational responsibilities to ensure ongoing compliance Chair the CASS Committee, setting agendas, leading discussions, and ensuring follow-up on action items Lead incident meetings to investigate, document, and resolve CASS and regulatory-related incidents Act as the primary point of contact for all regulatory concerns within Operations Serve as a 1.5 line of defense, providing guidance and oversight on regulatory processes Maintain up-to-date knowledge of FCA regulations to ensure compliance and work with Compliance and Risk teams to implement regulatory changes and manage audits Monitor and report on regulatory risks and issues to senior management Support the preparation of regulatory submissions, reports, audit and responses to FCA requests CMAR submission /CASSRP maintenance Process change lead and support – variety of Investment Operations processes AML transaction monitoring/HTAR/PEP screening Tax reporting -ISA/FATCA/CRS Generalist help In Operations where needed. Qualifications Essential Qualifications Relevant FCA certification(s) experience and successful completion of required regulatory exams to cover activity 16 & 17 under the training & Competence Sourcebook Comprehensive knowledge of CASS and UK regulatory environment Minimum 3 years’ experience in investment operations, regulatory compliance, or similar roles Proficiency in operational risk management and incident resolution Preferred Qualifications Professional qualification (e.g. CII, IMC, CISI, or equivalent) Experience chairing committees or leading regulatory incident meetings Prior involvement in SMCR/ T & C certified roles Familiarity with regulatory technology solutions and reporting tools Experience working with external regulators or auditors We encourage you to apply even if you don’t tick every box. What’s the worst that can happen? Additional Information What we offer ✈️ Untracked holiday 🏡 Hybrid working – most of our people spend 3 days a week in the office ⚓ Anchor (our wellness hub) which includes Headspace, one to one coaching through Wellness Cloud, Digital GP & more Our Values At our core, we believe that how a company behaves is just as important as what it does. That’s why we chose to become an accredited B Corp (the equivalent of a Fairtrade coffee stamp but for companies) and to change our Articles of Association so that the interests all our stakeholders – employees, customers, communities, environment and shareholders – are considered in every decision we make. We are committed to building a workplace where diversity is valued, and inclusion is a priority. By providing equal opportunities for growth and development, we embrace and celebrate all races, genders, religions, sexual orientations, ages, disabilities, and socio-economic backgrounds. We believe teams achieve their best when every member feels safe, respected and empowered to be their authentic selves. We're proud to be disability confident and are committed to supporting candidates with a disability, including neurodiversity and mental health conditions, throughout the recruitment process. Applicants are welcome to opt-in to the disability confident scheme as part of our application process. If you require any adjustments to the interview process, we’ll be happy to accommodate where possible.
Responsibilities
The Investment Operations Regulatory Specialist ensures compliance with CASS regulations and leads incident management within the Operations team. This role involves chairing the CASS Committee and providing oversight on regulatory processes.
Investment Operations Regulatory Specialist - 12 month FTC at Octopus
City of London, England, United Kingdom - Full Time
Skills Needed
Cass, Aml, Regulatory Compliance, Operational Risk Management, Incident Resolution, Fca Regulations, Regulatory Submissions, Tax Reporting, Committee Leadership, Stakeholder Engagement, Regulatory Technology, Audit Management, Investment Operations, Client Asset Sourcebook, Anti Money Laundering, Process Change Management
Specialization
Candidates should have a comprehensive knowledge of CASS and the UK regulatory environment, with a minimum of 3 years' experience in investment operations or regulatory compliance. Relevant FCA certifications and proficiency in operational risk management are essential.
Experience Required
Minimum 2 year(s)
HR Functional Engineer (Oracle HCM) at LegalAndGeneral
London, England, United Kingdom - Full Time
Skills Needed
Oracle Hcm, Hr Processes, Payroll Processes, Data Integrity, Cloud Implementation, Configuration, Customization, Communication Skills, Technical Expertise, System Requirements, Documentation, Operational Efficiency, Compliance, Change Management, Stakeholder Engagement, User Adoption
Specialization
Candidates must have proven configuration experience in Oracle HCM and a strong understanding of HR processes and payroll. They should also possess the ability to analyze complex HR requirements and design effective solutions.
Experience Required
Minimum 5 year(s)
Staff Product Designer - Business Spend at Wise
London, England, United Kingdom - Full Time
Skills Needed
Product Design, Customer Centered Design, Prototyping, Collaboration, Visual Skills, Mobile Design, Design Systems, Evidence Based Design
Specialization
You should have over 7 years of experience as a Product Designer with a strong portfolio showcasing impactful work. Collaboration and a customer-first approach are essential, along with proficiency in mobile design and design systems.
Experience Required
Minimum 5 year(s)
Office Manager Amsterdam HQ at MultiSafepay
Amsterdam, , Netherlands - Full Time
Skills Needed
Communication Skills, English, Microsoft Office
Qualification
Graduate
Guest Experience Manager - Fitzroy Street at MAPP
London W1T, , United Kingdom - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
Experience Required
Minimum 2 year(s)
Assistant Branch Manager at teambuild
Witney, England, United Kingdom - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
Concept Development Art Director at ESPN
New York, NY 10013, USA - Full Time
Skills Needed
Buy In, Broadcast, Decision Making, Addition, Presentation Skills, Visual Identity, Base Pay, Design Skills, Creative Work, Platform Design, Typography, Photoshop, Adobe Creative Suite, Mastery, Grid Systems, Collaboration, Strategy
Qualification
Diploma
Experience Required
Minimum 5 year(s)
Paraplanner at Oakley Recruitment
NUL, England, United Kingdom - Full Time
Skills Needed
Collaboration, Software Systems
Specialization
A copy of your passport, birth certificate and ni number will be required, as part of your interview process.
Qualification
Trade Certificate
Experience Required
Minimum 2 year(s)
Complaints Officer at East Sussex County Council
Lewes, England, United Kingdom - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
Head of Custody Security at Crypto.com
London, England, United Kingdom - Full Time
Skills Needed
Security Assurance, Audit, Compliance, Cloud Security Engineering, Identity Management, Key Management, Network Security, Cloud Security, Soc Reports, Risk Assessment, Blockchain, Digital Asset Custody, Communication Skills, Problem Solving, Regulatory Requirements, Security Tools
Specialization
Candidates should have at least 8 years of experience in security assurance, audit, compliance, or cloud security engineering, with a strong understanding of IAM principles and cloud security architecture. Familiarity with blockchain platforms and experience in preparing client assurance materials are also important.
Experience Required
Minimum 10 year(s)
Certified Nursing Asst- Night Shift at Stonebridge DeSoto
Maryland Heights, Missouri, United States - Full Time
Skills Needed
Certified Nursing Aide, Compassion, Communication, Patient Care, Teamwork, Documentation, Daily Living Activities, Nutritional Support, Skin Condition Monitoring, Toileting Assistance, Weight Tracking, Empathy, Interdisciplinary Care, Resident Support, Meal Coordination, Lifting Assistance
Specialization
Candidates must be a Certified Nursing Aide in good standing or a graduate of a state-approved nursing assistant training program. High school graduation or GED is preferred, along with CPR/BLS certification and experience in long-term care.
Order Processing Administrator - Food / FMCG at VANRATH
Lisburn, Northern Ireland, United Kingdom - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
Mortgage Advisor at The Mortgage Experts
Hamilton ML3, Scotland, United Kingdom - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
.NET Developer at Computershare
Edinburgh, Scotland, United Kingdom - Full Time
Skills Needed
Design, Continuous Delivery, Automation, New Concepts, Cloud, Testing
Qualification
Graduate
Client Partner at Devtech
London EC2N 1HN, , United Kingdom - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
CNA - PART TIME & NIGHT SHIFT at La Crosse County
West Salem, WI 54669, USA - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
(Junior) Statistician / Statistical Consultant (m/f/d) at NIELSENIQ
London, England, United Kingdom - Full Time
Skills Needed
Python, Analytical Skills, R, Statistical Software
Qualification
Graduate
Media Account Manager at All Response Media
Leeds LS11 9YJ, , United Kingdom - Full Time
Skills Needed
Competitive Advantage, Presentations, Client Delivery, Team Management, Ownership
Qualification
Graduate
Experience Required
Minimum 3 year(s)
Customer Success & Service Manager at Mangrove Motorsports
Carson City, MI 48811, USA - Full Time
Skills Needed
Google Sheets, Accountability
Qualification
Graduate
Experience Required
Minimum 3 year(s)
Financial Controller at Gold Care Homes
Uxbridge UB8 1QE, , United Kingdom - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
Experience Required
Minimum 3 year(s)