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Mitarbeiter Kapitalmarkt-Compliance (m/w/d) at procurax GmbH
HE, , Germany - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
Service Plumber - Drain Cleaning Specialist at FIRST CHOICE MAINTENANCE INC
GTA, ON, Canada - Full Time
Skills Needed
Payments, Scheduling, Schedules
Qualification
Graduate
Experience Required
Minimum 5 year(s)
Residential Electrician at Veracity Electric Inc
Burlington, ON L7T 3S9, Canada - Full Time
Skills Needed
Generators, Custom Homes
Qualification
Graduate
Lead technique Tests automatisés & Excellence Dev (Anvil Pipeline) at Ubisoft
Montréal, QC, Canada - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
Law Student Volunteer - Spring 2026 at US Department of Justice
Washington, DC 20530, USA - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
HGV/Plant Fitter at Arkil Ltd
Rathangan, County Kildare, Ireland - Full Time
Skills Needed
Hgv
Specialization
National craft certificate or equivalent).
Qualification
Trade Certificate
Staff Accountant at Charm Sciences Inc
Andover, MA 01810, USA - Full Time
Skills Needed
Office Equipment
Specialization
Accounting
Qualification
Graduate
Experience Required
Minimum 3 year(s)
Application Developer III (.Net/React) at Marco Technologies
Remote, Oregon, USA - Full Time
Skills Needed
Azure, Communication Skills, Docker, Computer Science, Kubernetes, Xunit, Design Principles, Emerging Technologies
Specialization
Computer Science
Qualification
Graduate
Experience Required
Minimum 6 year(s)
Full Time - Snapdragon Stadium Catering Events Manager at Aztec Shops SDSU
San Diego, CA 92108, USA - Full Time
Skills Needed
Customer Service, Financial Data, Training, Eligibility, Figures, Computer Literacy, Retaliation, Operations, Ethnicity, Spreadsheets, Probability, Disabilities, Color, Statistical Inference, Business Information
Specialization
Food handler’s certificate from the county of san diego is preferred.
Qualification
Trade Certificate
Accommodation Supervisor at Dalata
Galway, County Galway, Ireland - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
Experience Required
Minimum 1 year(s)
Operations & Facility Management Executive at WORLD FARM COMPANY PRIVATE LIMITED
Singapore, , Singapore - Full Time
Skills Needed
Management Skills, Vendors, Facilities Management, Mandarin, English
Qualification
Graduate
Wirtschaftsingenieur im Bereich Controlling (m/w/d) at Nestl
7SH, , Germany - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
Senior Maintenance Technician - Full Time Role (24/7 Shift) at Amgen
Dún Laoghaire, County Dublin, Ireland - Full Time
Skills Needed
Hydraulic Systems, Mechanical Drawings, Technical Manuals, Training, Management System, Electrical Maintenance
Qualification
Apprenticeship
Production Stage Management (m/w/d) at Neptuned GmbH
63450 Hanau, , Germany - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
Second Cook - Part Time - WEEKENDS at Eastons Group of Hotels Inc
Toronto, ON M9W 1J9, Canada - Full Time
Skills Needed
Food Preparation
Specialization
Food preparation or an equivalent combination of education and experience
Qualification
Diploma
Experience Required
Minimum 1 year(s)
Brand Engagement Ambassadors - Nelson at NZME
Nelson East 7010, , New Zealand - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
Assistant/e-gérant/e at The Jean Coutu Group PJC Inc
Drummondville, QC, Canada - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
Caissier(ère) at Benny Co
Saint-Eustache, QC J7P 4Y1, Canada - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
Scheduler at Pomerleau
Victoria, BC, Canada - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
Real Estate Rental Expert (No License) at RentBolt
Ottawa, ON K1N 9M3, Canada - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
Mitarbeiter Kapitalmarkt-Compliance (m/w/d) at procurax GmbH
HE, , Germany -
Full Time

Start Date

Immediate

Expiry Date

15 Nov, 25

Salary

0.0

Posted On

16 Aug, 25

Experience

0 year(s) or above

Remote Job

Yes

Telecommute

Yes

Sponsor Visa

No

Skills

Good communication skills

Industry

Information Technology/IT

Description

DAS SIND IHRE AUFGABENFELDER:

  • laufende Kontrollen der Mitarbeitergeschäfte sowie Überwachung der Einhaltung der Mitarbeiterleitsätze (MLS) und des Insiderhandelsverbotes und Bearbeitung von Verstößen gemäß MLS des jeweiligen Mandanten
  • Überprüfung der compliance-relevanten Mitarbeiter sowie Bearbeitung des Schriftverkehrs
  • Kontrolle der WpHG-Bögen i. V. m. den Geeignetheitserklärungen (anleger- und objektgerechte Beratung, Beratungsprotokoll, telefonische Beratung, Kompetenzeinhaltung, Angemessenheits- und Geeignetheitsprüfung) in Stichproben
  • regelmäßige Bewertung der Angemessenheit und Wirksamkeit der getroffenen organisatorischen Maßnahmen in der Sparkasse
  • Bearbeitung der eingehenden Alerts zur Marktmissbrauchsverordnung inkl. Erstellung der Meldung an die BaFIN
  • Überwachung der Einhaltung der Regelungen zu Finanzanalysen / Anlageempfehlungen sowie Kontrollen der Werbung und des Internetauftritts
  • Durchführung von “VOR-ORT-KONTROLLEN”
  • Überprüfung Zuwendungsmanagement der jeweiligen Mandanten
  • Stellungnahmen zu compliance-relevanten Kundenbeschwerden des jeweiligen Mandanten ausfertigen
  • Unterstützung bei der Erstellung der Risikoanalysen und Jahresberichte inklusive der eigenständigen Anforderung der Unterlagen bei den Fachabteilungen
  • Adaption der tabellarischen Risikoanalyse sowie Durchführung der Kontrollen gemäß Überwachungsplan
  • Beratung und Unterstützung der Mitarbeiter des jeweiligen Mandanten im Hinblick auf die Einhaltung der aufsichtsrechtlichen, zivilrechtlichen und bankinternen Vorgaben (wenn compliance-relevant)

How To Apply:

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Responsibilities

Please refer the Job description for details
Mitarbeiter Kapitalmarkt-Compliance (m/w/d) at procurax GmbH
HE, , Germany - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
Service Plumber - Drain Cleaning Specialist at FIRST CHOICE MAINTENANCE INC
GTA, ON, Canada - Full Time
Skills Needed
Payments, Scheduling, Schedules
Qualification
Graduate
Experience Required
Minimum 5 year(s)
Residential Electrician at Veracity Electric Inc
Burlington, ON L7T 3S9, Canada - Full Time
Skills Needed
Generators, Custom Homes
Qualification
Graduate
Lead technique Tests automatisés & Excellence Dev (Anvil Pipeline) at Ubisoft
Montréal, QC, Canada - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
Law Student Volunteer - Spring 2026 at US Department of Justice
Washington, DC 20530, USA - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
HGV/Plant Fitter at Arkil Ltd
Rathangan, County Kildare, Ireland - Full Time
Skills Needed
Hgv
Specialization
National craft certificate or equivalent).
Qualification
Trade Certificate
Staff Accountant at Charm Sciences Inc
Andover, MA 01810, USA - Full Time
Skills Needed
Office Equipment
Specialization
Accounting
Qualification
Graduate
Experience Required
Minimum 3 year(s)
Application Developer III (.Net/React) at Marco Technologies
Remote, Oregon, USA - Full Time
Skills Needed
Azure, Communication Skills, Docker, Computer Science, Kubernetes, Xunit, Design Principles, Emerging Technologies
Specialization
Computer Science
Qualification
Graduate
Experience Required
Minimum 6 year(s)
Full Time - Snapdragon Stadium Catering Events Manager at Aztec Shops SDSU
San Diego, CA 92108, USA - Full Time
Skills Needed
Customer Service, Financial Data, Training, Eligibility, Figures, Computer Literacy, Retaliation, Operations, Ethnicity, Spreadsheets, Probability, Disabilities, Color, Statistical Inference, Business Information
Specialization
Food handler’s certificate from the county of san diego is preferred.
Qualification
Trade Certificate
Accommodation Supervisor at Dalata
Galway, County Galway, Ireland - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
Experience Required
Minimum 1 year(s)
Operations & Facility Management Executive at WORLD FARM COMPANY PRIVATE LIMITED
Singapore, , Singapore - Full Time
Skills Needed
Management Skills, Vendors, Facilities Management, Mandarin, English
Qualification
Graduate
Wirtschaftsingenieur im Bereich Controlling (m/w/d) at Nestl
7SH, , Germany - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
Senior Maintenance Technician - Full Time Role (24/7 Shift) at Amgen
Dún Laoghaire, County Dublin, Ireland - Full Time
Skills Needed
Hydraulic Systems, Mechanical Drawings, Technical Manuals, Training, Management System, Electrical Maintenance
Qualification
Apprenticeship
Production Stage Management (m/w/d) at Neptuned GmbH
63450 Hanau, , Germany - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
Second Cook - Part Time - WEEKENDS at Eastons Group of Hotels Inc
Toronto, ON M9W 1J9, Canada - Full Time
Skills Needed
Food Preparation
Specialization
Food preparation or an equivalent combination of education and experience
Qualification
Diploma
Experience Required
Minimum 1 year(s)
Brand Engagement Ambassadors - Nelson at NZME
Nelson East 7010, , New Zealand - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
Assistant/e-gérant/e at The Jean Coutu Group PJC Inc
Drummondville, QC, Canada - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
Caissier(ère) at Benny Co
Saint-Eustache, QC J7P 4Y1, Canada - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
Scheduler at Pomerleau
Victoria, BC, Canada - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate
Real Estate Rental Expert (No License) at RentBolt
Ottawa, ON K1N 9M3, Canada - Full Time
Skills Needed
Good Communication Skills
Qualification
Graduate