AFC Remediation and regulatory exams coordinator

at  Deutsche Bank

POSITION OVERVIEW

Regulation, Compliance and Anti-Financial Crime (AFC) protect the integrity and reputation of Deutsche Bank. They manage the Bank’s risks and help to avoid unintentional rule breaches and conflicts of interest. At the same time, they also advise on ethical conduct, governance issues and keep our organisation up-to-date on regulatory and political challenges.

As all banks, Deutsche Bank Switzerland (DBS) is subject to regular internal and external reviews and Audits. As the AFC Remediation and regulatory exams coordinator, you will:

• Coordinate and manage audits and reviews related to AFC topics within DBS, and with third parties,
• Translate inquiries and findings into action plans and project-manage them to timely completion,
• Design and manage appropriate follow up actions in close alignment with Business Units, Operations, COO and IT functions,
• Liaise with DBS stakeholders in 1st and 2nd Line of Defense and with IT to prepare presentations, work on response and documentation, collect and maintain evidence material,
• Track responses and ensure timely implementation of changes, escalating where required to ensure timely mitigation,
• Prepare analyses, status reports and Management Information on working level and Management level, proactively managing stakeholders & their expectations,
• Participate in local, regional and global AFC remediation projects.